Compliance Program Specialist - Pnc Investments jobs at Pnc in United States, Birmingham
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Company (1)
Job type
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Job title (1)
United States
State
Birmingham
5 jobs found
19.07.2024
PNC
PNC Compliance Program Specialist - PNC Investments United States, Alabama, Birmingham
Maintain and process Insurance Agency licensing, state renewals, requirements for each state, update agency affiliations. Aggregate, process and follow up on annuity contract reassignments with annuity carriers. Implements compliance programs...
Communicates effective compliance programs to identify and prevent illegal, unethical, or improper business practices. Coaches and mentors junior staff and raises issues to senior team members. Demonstrates ability to constructively...
Plans the execution of compliance programs to prevent illegal, unethical, or improper business practices. Develops ability to constructively challenge conclusions/status quo. Supports key business initiatives by analyzing data to identify...
Plans the execution of compliance programs to prevent illegal, unethical, or improper business practices. Develops ability to constructively challenge conclusions/status quo. Supports key business initiatives by analyzing data to identify...
Develops plans and assists in the overall implementation of enterprise wide and business unit Anti-Money Laundering (AML) and Sanctions Programs to prevent illegal, unethical, or improper business practices. Assists in...
Maintain and process Insurance Agency licensing, state renewals, requirements for each state, update agency affiliations. Aggregate, process and follow up on annuity contract reassignments with annuity carriers. Implements compliance programs...
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