Asset Management Investment Compliance - Vice President/associate jobs at Jpmorgan in Taiwan, Taipei
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Lead and participate on global/regional/ local audit engagements to deliver the annual audit plans, from planning to reporting, and produce quality deliverables that meet department and regulatory standards. Identify emerging...
Draft local fund documents for Taiwan Onshore funds including ETF, Hong Kong Unit Trusts, and Luxembourg SICAVs registered in Taiwan. Liaise with internal parties, external legal counsel and regulatory authorities...
Undertake business process engineering initiatives - Apply critical thinking to troubleshoot issues, proactively identify and develop new ideas / innovations that will add value to the business and team. Provide...
Manage the overall administrative affairs of sales team and work closely with sales to provide high quality of client service. Possess of business sense and coordinate the resources to fulfill...
Lead, mentor, and develop a high-performing team responsible for investment guideline monitoring coding. Provide expert guidance on guidelines interpretation and control frameworks across various investment product types. Perform daily pre...
Consolidate the book of work from various internal partners including: Marketing, Investment Specialists, Operations, and Client Services into a centralized Center of Excellence for Reporting and Publishing. Participate in automation...
Identify and bridge control gaps in client onboarding and servicing activities. Collaborate with stakeholders to craft and execute effective remediation plans. Serve as the ambassador for client experience during incident...
Lead and participate on global/regional/ local audit engagements to deliver the annual audit plans, from planning to reporting, and produce quality deliverables that meet department and regulatory standards. Identify emerging...
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