Equities Compliance Senior Associate jobs at Jpmorgan in Japan, Tokyo
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Company (1)
Job type
Job categories
Job title (1)
Japan
Tokyo
50 jobs found
11.01.2025
JPM
JPMorgan Marketing Compliance - Communication Control Japan, Tokyo
Review medium and high-risk client communications and marketing materials for compliance. Engage proactively in the review of globally distributed client communications. Oversee low-risk materials self-certified by the business. Provide day-to-day...
Play a role in implementing the execution and deal origination function including working with assisting more senior bankers. Process strong function skills in the major areas of investment banking. Demonstrate...
Identify and manage compliance and conduct risk related to Equities and other exchange-traded products in Japan. Provide credible challenge and insight related to compliance and operational risk. Participate in risk...
Perform strategic analysis of investment opportunities in Japan Equities. Create and update company models, driving fundamental valuation signals based on long-term valuation methodology. Work closely with Portfolio Managers to translate...
Ensure all risk is captured accurately and completely on Trade Capture & Post Trade Controls. Handle settlement with clients / exchanges. Ensure to deliver timely for confirmations / statements, client’s...
Complete maintenance requests in prompt manner. Collaborate with other teams across the organization. Ensure that client maintenance tasks are executed efficiently and promptly. Engage internal parties depending on clients’ inquiry....
Partner with all client advisors to cultivate ETF client relationships with financial advisors, banks, securities firms, digital wealth managers, asset managers, pensions, insurance companies and superannuation. Meet annual targets for...
Review medium and high-risk client communications and marketing materials for compliance. Engage proactively in the review of globally distributed client communications. Oversee low-risk materials self-certified by the business. Provide day-to-day...
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