Compliance Surveillance Associate Hong Kong jobs at Jpmorgan in China, Hong Kong Island
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Hong Kong Island
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JPM
JPMorgan Agency Securities Finance Operations - Trade Support Associa... China, Hong Kong, Hong Kong Island
Provide operational support for the Securities Lending Trading desks. Monitor client sales, and ensuring adequate inventory for settlement. Assist the trade desk to recall or swap positions for proxy events,...
Assist in preparing sales presentations and responding to clients’ Requests for Proposals/Information. Assist in planning and organizing client events, workshops, and thought-sharing sessions. Collaborate with partners across client service, product...
Perform collateral surveillance and analysis. Monitor compliance with legal structures. Liaise between Origination and Credit to ensure proper management of exposure. Manage ‘Know Your Customer’ processes. Coordinate booking in securities...
Participate in a number of interactive presentations to gain knowledge and understanding of Trading at J.P. Morgan. Participate in trading simulations to put theory into practice. Improve your skills and...
Use trade / communication surveillance tools to analyze system generated alerts across various platforms within the firm and locate any potential breaches of policies and/or where applicable relevant laws and...
You will manage a portfolio of 25 – 30 clients; acquire and develop new client relationships in addition to managing existing relationships and deepening the client wallet. You will have...
Manage on/off boarding processes, including verification checks and tech access. Implement controls for physical access and business resiliency. Coordinate real estate activities like space planning and move management. Ensure headcount...
Provide operational support for the Securities Lending Trading desks. Monitor client sales, and ensuring adequate inventory for settlement. Assist the trade desk to recall or swap positions for proxy events,...
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