Wealth Regulatory Reporting & Client Tax Operations Quality Assurance Head jobs at Citi Group in United Kingdom, London
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Citi Group Wealth Regulatory Reporting & Client Tax Operations Quality ... United Kingdom, England, London
Strategic Leadership: Develop and implement a comprehensive quality assurance strategy for regulatory reporting & tax within Wealth, ensuring alignment with global regulatory & tax requirements and Citi’s overall compliance policies...
Operational Risk Events (ORE) – acting as Escalation Champion within the global function ensuring events are reviewed, documented, and escalated effectively. Issue Remediation – ensuring remediation plans are thoughtful, fully...
Governance and oversight of E-Trading businesses across Markets, which includes annual attestation/review of key E-Trading documentation, and MiFID II Annual Self-Assessment in EMEA (Market Access Rule for the US);. Co-ordination...
Timely execution, risk assessment and periodic refresh of the Internal Audit’s plan and approach for recurring risk-based coverage. Coordination and ownership of Audit’s relationship with key stakeholders in the Controllers,...
Coordinate the various MiFID/R governance forums. Partner with business units to monitor control effectiveness and manage residual risk effectively through Risk and Control Self Assessment process. Oversee issue management and...
Support the design and implementation of strategic and sustainable MiFID/R program. Develop and implement controls, procedures and best practice standards. Advise the business on regulatory requirements, developments and expectations across...
Supports the Global Core Operations Controls Testing Utility by acting on assessing control design, designing control testing tools, developing control testing procedures, ensure control testing transitions, dispositioning exceptions, and developing...
Strategic Leadership: Develop and implement a comprehensive quality assurance strategy for regulatory reporting & tax within Wealth, ensuring alignment with global regulatory & tax requirements and Citi’s overall compliance policies...
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