Kyc Operations Specialist jobs at Citi Group in United Arab Emirates, Dubai

The Investment Counselor Principal is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the business. Recognized subject matter expert within one area. Strong commercial awareness is a necessity. Is an acknowledged authority both within and outside area of expertise. Typically a small number of people within the business that provide the same level of expertise. Excellent communication skills required in order to negotiate internally, often at a senior level. Some external communication is typically required. Provides advanced judgment and conducts in-depth quantitative or qualitative analysis to solve problems and develop new, innovative solutions. Required to think beyond existing solutions, assumptions or current knowledge of sophisticated areas. Significant impact on a function and/or the business through making decisions that determine technical approaches and strategies for the area. Citi Private Bank’s objective is to further enhance its ability to build relationships with, and service the investment needs of ultra-high net worth clients in the US.Responsibilities:

• Investment counselors joining Citi Private Bank will be distinguished and highly accomplished at establishing, growing and managing investment relationships with ultra-high net worth clients.They should be experienced in the implementation and oversight of investment solutions, and in providing advice and guidance on markets and actionable investment ideas. Appropriate candidates will possess the credibility to cultivate trusting relationships with existing ultra-high net worth clients of Citi Private Bank, and should be entrepreneurial and capable of bringing in new clients/investment relationships. Candidates for the position should be collaborative and team oriented, able to leverage a wide array of internal partners.
• Leverage existing client relationships, local network and investment experience to introduce new ultra-high net worth clients to Citi Private Bank.
• Build and manage a successful practice centered on deepening relationships by providing potential and existing clients with appropriate investment advice and solutions.
• Combine in depth knowledge of traditional and alternative investments with wealth planning and private banking services to optimize client service and cross-marketing opportunities.
• Work across currencies, asset classes, markets and jurisdictions
• Engage and advise clients on brokerage activity and execute trades seamlessly.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 15+ years of experience
• Extensive experience in providing investment advice and solutions.
• CFA, MBA degree or other advanced degree a plus.
• Requires advanced judgment and conducts in-depth analysis to solve problems and develop new, innovative solutions. Required to think beyond existing solutions,assumptions or current knowledge of sophisticated areas.ated areas.
• US Only: S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7)

Education:

• Bachelor's/University degree, Master's degree preferred

Anticipated Posting Close Date:

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Responsibilities:

• Conduct client profile reviews for customer accounts. Review all information and documentation ensuring compliance with local regulation and Citi standards. Update KYC forms and client profiles according to policy requirements before due dates.

• Perform tasks related to transaction monitoring including MIS and participate in quality related discussions.

• Support enhancements emanating from any tech changes and updates to policies and standards, by undertaking gapping activities, socializing the changes etc.

• Support process automation initiatives and timely implementation of new and enhanced policies and procedures.

• Perform post execution quality reviews, data profiling and remediation reviews and assessment of controls. Assist with any adhoc review.

• Update capacity plans and perform time and motion studies.

• Perform procedural updates.

• Process and publish daily MIS for the team and monthly reports.

Role Qualifications:

• Strong written and oral communication skills - Ability to interact and facilitate across diverse audiences, including Senior Management

• Ability to support and obtain buy-in from others and lead by example of high performance.

• Relevant experience with similar responsibilities in a high volume, fast-paced environment and industry systems and platforms

• Excellent time management skills

• Strong analytical and problem-solving skills.

• Basic project participation experience

Knowledge/Experience:

• Experience with contributing to a collaborative environment through knowledge sharing and mutual respect.

• Business experience in the Consumer and Commercial Banking industry and experience within a medium/large financial organization, including knowledge of banking products and different types of transactions and client-facing procedures.

• Relevant work experience and understanding of global and local AML KYC regulations, associated risks of non-compliance and changing dynamics, and knowledge of KYC processes throughout the client life cycle.

• Understanding of the inter-dependencies of roles within KYC process and requirements for KYC Record successful completion across relevant client types.

• Experience with regulatory compliance, AML transaction/risk monitoring tools, and solving AML related issues.

Skills:

• Proficient Microsoft Office user (i.e., Excel, PowerPoint) and ability to perform moderately complex queries.

• Excellent communication and presentation skills

• Strong multitasking skills and attention to detail.

Bachelor's degree/University degree. AML-KYC related certification would be an advantage.

Time Type:

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Responsibilities:

• Conduct client profile reviews for customer accounts. Review all information and documentation ensuring compliance with local regulation and Citi standards. Update KYC forms and client profiles according to policy requirements before due dates.
• Perform tasks related to transaction monitoring including MIS and participate in quality related discussions.
• Support enhancements emanating from any tech changes and updates to policies and standards, by undertaking gapping activities, socializing the changes etc.
• Support process automation initiatives and timely implementation of new and enhanced policies and procedures.
• Perform post execution quality reviews, data profiling and remediation reviews and assessment of controls. Assist with any adhoc review.
• Update capacity plans and perform time and motion studies.
• Perform procedural updates.
• Process and publish daily MIS for the team and monthly reports.

Role Qualifications:

• Strong written and oral communication skills - Ability to interact and facilitate across diverse audiences, including Senior Management
• Ability to support and obtain buy-in from others and lead by example of high performance.
• Relevant experience with similar responsibilities in a high volume, fast-paced environment and industry systems and platforms
• Excellent time management skills
• Strong analytical and problem-solving skills.
• Basic project participation experience

Knowledge/Experience:

• Experience with contributing to a collaborative environment through knowledge sharing and mutual respect.
• Business experience in the Consumer and Commercial Banking industry and experience within a medium/large financial organization, including knowledge of banking products and different types of transactions and client-facing procedures.
• Relevant work experience and understanding of global and local AML KYC regulations, associated risks of non-compliance and changing dynamics, and knowledge of KYC processes throughout the client life cycle.
• Understanding of the inter-dependencies of roles within KYC process and requirements for KYC Record successful completion across relevant client types.
• Experience with regulatory compliance, AML transaction/risk monitoring tools, and solving AML related issues.

Skills:

• Proficient Microsoft Office user (i.e., Excel, PowerPoint) and ability to perform moderately complex queries.
• Excellent communication and presentation skills
• Strong multitasking skills and attention to detail.

Bachelor's degree/University degree. AML-KYC related certification would be an advantage.

Time Type:

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