Markets Compliance Officer - Surveillance jobs at Citi Group in Poland, Warsaw

Responsibilities:

• Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards

• Review and approve the Business Monitoring Quarterly summary and serve as lead reviewer for all reviews

• Collaborate with teams across the business and determine impact on overall control environment and audit approach

• Manage audit activities for a component of a product line, function, or legal entity at the regional or country level

• Leverage a comprehensive expertise to manage a team

• Advise the business on change initiatives, while advancing integrated auditing concepts and technology adoption

• Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to develop approaches for broader corporate issues

• Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or function area

Skills and Qualifications:

• 6-10 years of relevant experience

• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred

• Effective comprehension of business side of audit function and subject matter expertise regarding technology application

• Effective verbal, written and negotiation skills

• Effective project management skills

• Effective influencing and relationship management skills

• Demonstrated ability to remain unbiased in a diverse working environment

Education:

• Bachelor's/University degree, Master's degree preferred

What we offer:

By joining Citi Poland, you will not only be part of a business casual workplace with a hybrid working model (2 days working at home per week), but also receive a competitive compensation package and enjoy a whole host of additional benefits that support you (and your family) to be well, live well and save well:

• Paid Parental Leave Program (maternity and paternity leave); A supportive workplace for professionals returning to the office from childcare leave

• Award-winning pension plan,​ multisport, holiday allowance

• Private Medical Care Program, Group Life Insurance

• Consideration for annual discretionary bonus

• Employee Assistance Program

• Access to a wide variety of learning and development programs, online course libraries and upskilling platforms, such as Udemy and Degreed

• Flexible work arrangements to support you in managing work - life balance

• Career progression opportunities across geographies and business lines; Mentoring Programs

• Socially active employee communities with diverse networking opportunities

Time Type:

Responsibilities:

• Develops, implements, and executes monitoring procedures addressing key compliance risks impacting middle and back office Operations within Citi's Markets business, in accordance with the Compliance Independent Assessment (CIA) plan. Reports any findings and documents them accordingly.

• Utilizes innovative compliance monitoring solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks.

• Develops effective and collaborative relationships with stakeholders within and outside the CIA function and outside stakeholders, such as business and technology process owners, and promotes education and best practices across ICRM and the business.

• Promoting knowledge sharing and promulgation of best practices across ICRM and the business.

• Escalating to CIA management significant compliance matters that require their attention or action.

Qualifications:

• 5+ years of relevant work experience

• Knowledge of Compliance laws, rules, regulations, risks and typologies

• Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.

• Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.

• Extensive global compliance and audit related experience, and strong knowledge of business processes.

• Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.

• Understanding of relevant rules, laws, regulations, and specific regulatory requirements. Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.

• Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions.

• Applies knowledge of key regulations to influence monitoring procedure scope.

• Develops effective line management relationships to ensure strong understanding of the business.

• Must be a self-starter, flexible, innovative, and adaptive.

• Works collaboratively with regional and global partners in other functional units.; ability to navigate a complex organization.

• Proficient in MS Office applications (Excel, Word, PowerPoint)

• Private Medical Care Program

• Life Insurance Program

• Pension Plan contribution (PPE Program)

• Employee Assistance Program

• Paid Parental Leave Program (maternity and paternity leave)

• Sport Card

• Holidays Allowance

• Sport and team recreation activities

• Special offers and discounts for employees

• Access to an array of learning and development resources

• A discretional annual performance related bonus

• A chance to make a difference with various affinity networks and charity initiatives

Time Type:

By joining Citi, you will become part of a global organization whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress.

The Valuation Control Group (VCG) is an independent global group within Product Control responsible for reviewing and reporting fair value inventory and IPV across all asset classes.

What you will do:

• Valuation Control:Execute valuation control processes, including Independent Price Verification (IPV), Valuation Adjustments, and Fair Value Hierarchy maintenance, in coordination with Product Control, Risk, Operations, and Front Office teams.

• Data Analysis & Solution Provision:Analyze data and market conditions to identify and provide solutions for valuation issues impacting relevant business areas.

• Reporting & Control Compliance:Develop and prepare Business Valuation Control Reports and contribute to the development and implementation of controls to ensure compliance with valuation policies and standards.

• Issue Escalation & Resolution:Identify pricing discrepancies and IPV threshold breaches, acting as an initial escalation point and working towards resolution.

• Accuracy & Integrity:Maintain a high level of accuracy across all reported numbers and commentaries, with adequate legal entity focus, resolving complex issues and interpreting relevant policies.

• Relationship Management:

What we'll need from you:

• Minimum 3-4 years of relevant professional experience.

• General understanding of securities and derivative valuation methodologies.

• Advanced Excel skills.

• Strong analytical skills, including experience with high-volume data analysis.

• Quantitative background/experience in finance, economics, mathematics, or a related field.

• Proficiency in programming and/or scripting (VBA, SQL, Python, Tableau) would be an advantage.

• Strong communication, influencing, and leadership skills; Presenting to large audiences is a plus.Has the ability to operate with a limited level of direct supervision.

A bachelor’s or master’s degree in finance, economics, mathematics, statistics, or a closely related quantitative field.

By joining Citi Poland, you will not only be part of a business casual workplace with a hybrid working model (2 days working at home per week), but also receive a competitive compensation package and enjoy a whole host of additional benefits that support you (and your family) to be well, live well and save well:

• Paid Parental Leave Program (maternity and paternity leave); A supportive workplace for professionals returning to the office from childcare leave

• Award-winning pension plan, multisport, holiday allowance

• Private Medical Care Program, Group Life Insurance

• Consideration for annual discretionary bonus

• Employee Assistance Program

• Access to a wide variety of learning and development programs, online course libraries and upskilling platforms, such as Udemy and Degreed

• Flexible work arrangements to support you in managing work - life balance

• Career progression opportunities across geographies and business lines; Mentoring Programs

• Socially active employee communities with diverse networking opportunities

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type:

As theMarkets Internal Audit Team, we strive to provide impactful insights and robust consultation with our leaders and teams across the space. We achieve this by:

• Attracting and developing talent with diverse backgrounds and skillsets, fostering an open work culture that values different perspectives, inquiry, and thinking outside-the-box.

• Empowering our team to be on the pulse of industry trends, market events, and strategic priorities at the firm to maximize the value we are bringing to the table and our voice.

• Ensuring our team is connected to our mission and mandate as a function, and supported in their projects, resulting in work that is dynamic, timely, and aligns with the key risks and strategic priorities of our businesses.

Position Overview:

• The Senior Auditor is responsible for significant inputs into complex audits and assessments of Citi’s risk and control environment, in coordination with the Audit team and key stakeholders across lines of defense. As the Senior Auditor, you are an integral member of the team and are responsible for owning execution of assurance work, as well as handling ad-hoc requests, internal and stakeholder communication, regulatory deliverables, etc.

• The overall objective of the role is to contribute to impactful and timely audits/assurance work, build upon existing skillsets and subject/area expertise, and develop new techniques and ideas for the team to help make our processes increasingly integrated, simpler, and smarter. If you have an inquisitive mind, a continuous willingness to learn and enjoy operating in a fast-paced and dynamic environment, we'd like to hear from you!

What you'll do:

• Participates in complex audits through all phases of the project lifecycle (planning, fieldwork, and reporting), presenting issues and findings to the business, and discussing practical cross-functional solutions.

• Completes audit tasks and other key pieces of work (validations, regulatory, strategic initiatives) within given timelines, and budgeted hours.

• Monitors, assesses, and recommends solutions or enhanced risk and control processes to address emerging risks to our businesses and the Firm.

• Contributes to the development of audit processes improvements, including the development of automated testing and the incorporation of AI into our work.

• Applies internal audit standards, firm policies, business and market knowledge to your audits and projects to provide quality assurance and influence audit scope/team direction.

• Develops effective line management relationships to improve understanding of the businesses, and ensures there isefficient/right-sizedinternal/external communications.

• Acts as subject matter expert (SME) to senior stakeholders and /or other team members in a given area.

• Appropriately assesses risk when business decisions are made.

What we'll need from you:

• 3+ years of experience in Internal audit (for a financial institution) / or in risk and controls function / or in Markets Operations.

• Product knowledge in Markets space would be a great advantage.

• Knowledge of any of the following areas is preferred: equities, rates, currencies, commodities or spread products, treasury function activities, electronic trading, middle office or back-office operations.

• Knowledge of underlying risks including market, counterparty credit, wholesale lending, processing, compliance or market conduct is preferred.

• Analytics experience; Alteryx knowledge would be a plus

• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) highly desirable.

• Ability to operate with a limited level of direct supervision.

• Effective verbal and written communication and negotiation skills; Advanced English language skills (min. C1).

• Strong project management skills; Good influencing and relationship management skills.

• Bachelor’s/Universitydegree or equivalent experience

By joining Citi Poland, you will not only be part of a business casual workplace with a hybrid working model (2 days working at home per week), but also receive a competitive compensation package and enjoy a whole host of additional benefits that support you (and your family) to be well, live well and save well:

• Paid Parental Leave Program (maternity and paternity leave); A supportive workplace for professionals returning to the office from childcare leave

• Award-winning pension plan,​ multisport, holiday allowance

• Private Medical Care Program, Group Life Insurance

• Consideration for annual discretionary bonus

• Employee Assistance Program

• Access to a wide variety of learning and development programs, online course libraries and upskilling platforms, such as Udemy and Degreed

• Flexible work arrangements to support you in managing work - life balance

• Career progression opportunities across geographies and business lines; Mentoring Programs

• Socially active employee communities with diverse networking opportunities

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type:

Key Responsibilities:

• Work with different asset classes to identify and implement strategic initiatives that drive business growth and performance
• Provide data transparency to business stakeholders
• Manage current Expense Management Workflows and find ways to improve current processes
• Drive continuous improvement in our Markets business by identifying opportunities and implementing P&L improvement efficiency initiatives.
• Negotiate effectively with internal and external stakeholders.
• Compile and present complex information in a clear and concise manner to senior Markets management.
• Utilize advanced analytical skills to interpret industry trends.
• Leverage technical skills with advanced Excel to manipulate and analyze data.
  

Knowledge, skills, and experience required:

• Excellent negotiation skills with a proven track record.
• Exceptional communication skills with the ability to compile and present complex information to senior audiences.
• Strong team player with the ability to collaborate effectively with cross-functional teams.
• Proficiency Excel, PowerPoint. Understanding of Power BI & Python is a plus.
• Understanding of how to implement workflow tools such as Appian

Qualifications:

• Bachelor’s degree in Finance, Economics, Math, Engineering or related field.
• Proven experience in a similar role within the financial services industry.
  

By joining Citi, you will not only be part of the Markets Business, but also receive a competitive base salary (which is annually reviewed), and enjoy a whole host of additional benefits such as:

• 27 days annual leave (plus bank holidays)
• A discretional annual performance related bonus
• Private Medical Care & Life Insurance
• Employee Assistance Program
• Pension Plan
• Paid Parental Leave
• Special discounts for employees, family, and friends
• Access to an array of learning and development resources

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type:

Responsibilities:

• Develops, implements, and executes monitoring procedures addressing key compliance risks impacting middle and back office Operations within Citi's Markets business, in accordance with the Compliance Independent Assessment (CIA) plan. Reports any findings and documents them accordingly.

• Utilizes innovative compliance monitoring solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks.

• Develops effective and collaborative relationships with stakeholders within and outside the CIA function and outside stakeholders, such as business and technology process owners, and promotes education and best practices across ICRM and the business.

• Promoting knowledge sharing and promulgation of best practices across ICRM and the business.

• Escalating to CIA management significant compliance matters that require their attention or action.

Qualifications:

• 5+ years of relevant work experience

• Knowledge of Compliance laws, rules, regulations, risks and typologies

• Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.

• Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.

• Extensive global compliance and audit related experience, and strong knowledge of business processes.

• Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.

• Understanding of relevant rules, laws, regulations, and specific regulatory requirements. Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.

• Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions.

• Applies knowledge of key regulations to influence monitoring procedure scope.

• Develops effective line management relationships to ensure strong understanding of the business.

• Must be a self-starter, flexible, innovative, and adaptive.

• Works collaboratively with regional and global partners in other functional units.; ability to navigate a complex organization.

• Proficient in MS Office applications (Excel, Word, PowerPoint)

• Private Medical Care Program

• Life Insurance Program

• Pension Plan contribution (PPE Program)

• Employee Assistance Program

• Paid Parental Leave Program (maternity and paternity leave)

• Sport Card

• Holidays Allowance

• Sport and team recreation activities

• Special offers and discounts for employees

• Access to an array of learning and development resources

• A discretional annual performance related bonus

• A chance to make a difference with various affinity networks and charity initiatives

Time Type:

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oin Citi’s Independent Compliance Risk Management (ICRM) team as a Senior Compliance Risk Analyst to assess compliance risks and controls across the organization. You will conduct risk-based testing and monitoring to evaluate key controls, escalate policy violations, and ensure compliance with regulatory requirements.

:
• Execute compliance monitoring, assurance, and reporting programs for assigned regions.
• Plan, conduct, and report on compliance testing and issue validation activities.
• Perform compliance controls and transactional testing, escalating findings as needed.
• Utilize data analytics to enhance compliance monitoring and address emerging risks.
• Build strong relationships with stakeholders across business and technology teams.
• Share knowledge and best practices across ICRM and the business.
• Escalate significant compliance matters to management.
• Ensure risk assessment and transparency in business decisions, safeguarding Citi’s reputation.Qualifications:
• 5-8 years of experience in compliance, risk, audit, or related fields.
• Knowledge of Global Markets products (preferably Rates and Markets Treasury).
• Strong understanding of compliance laws, regulations, and risks.
• Experience in audit planning, risk assessments, controls testing, and reporting.

• Ability to manage compliance testing and regulatory issue validation.
• Excellent project management, interpersonal, and decision-making skills.
• Effective in a large, complex, matrix organization with global collaboration.
• Strong written and verbal communication skills.
• Proficient in MS Office (Excel, Word, PowerPoint)

• Experience with data tools such as Tableau or SQL would be an advantage.

By joining Citi Solutions Center Poland, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (which is annually reviewed) and enjoy a whole host of additional benefits such as:

Sounds like Citi has everything you need? Then apply to discover the true extent of your capabilities.

Time Type:

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