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Commercial Broker Dealer Compliance Advisor - Senior Manager jobs at Capital One in United States, Arlington
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Arlington
1,190 jobs found
25.06.2024
CO
Capital One Commercial Broker Dealer Compliance Advisor - Senior Manager United States, Virginia, Arlington
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Manage a team of two registrations professionals and one compliance advisor. Provide subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but...
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12.09.2024
CO
Capital One Senior Privacy Compliance Advisor United States, Virginia, Arlington
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Analyze business initiatives, including new products and processes, to determine whether they comply with applicable privacy laws and regulations. Exercise sound judgment to effectively assess and balance risk in the...
19.09.2024
CO
Capital One Manager Commercial HR Talent Strategy United States, Virginia, Arlington
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Partner with the extended Commercial HR Leadership Team on projects and strategic talent initiatives across the Commercial Bank. Engage in a variety of challenges, this may include topics that impact...
17.09.2024
CO
Capital One Second Line Risk Advisor - Data Management Manager United States, Virginia, Arlington
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Serve as a trusted risk advisor to business partners, providing grounded, actionable insights and gap assessments related to data management risks. Perform thorough reviews of data management controls, testing results,...
14.09.2024
CO
Capital One Legal Specialist - Commercial Real Estate United States, Virginia, Arlington
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Assist in tracking and managing billing from outside counsel. Coordinate communication between in-house counsel and outside counsel to ensure timely and accurate invoicing. Perform light document editing and formatting as...
25.06.2024
CO
Capital One Manager Compliance Advisor United States, Virginia, Arlington
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Providing input on business regulatory requirements. Providing guidance on business policies, standards, and procedures;. Developing and leading department training, as appropriate;. Providing compliance advice on complex projects;. Providing guidance on...
14.09.2024
CO
Capital One Director Asst General Counsel - Commercial Bank United States, Virginia, Arlington
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Work side-by-side with business partners to structure, develop and manage various complex and innovative programs with institutional investors (lenders, insurance companies, private debt and equity funds, real estate investments companies,...
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Description:Full job details
Manage a team of two registrations professionals and one compliance advisor. Provide subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but...
These jobs might be a good fit
Find your dream job in the high tech industry with Expoint. With our platform you can easily search for Commercial Broker Dealer Compliance Advisor - Senior Manager opportunities at Capital One in United States, Arlington. Whether you're seeking a new challenge or looking to work with a specific organization in a specific role, Expoint makes it easy to find your perfect job match. Connect with top companies in your desired area and advance your career in the high tech field. Sign up today and take the next step in your career journey with Expoint.