Eac Compliance & Op Risk Specialist jobs at Bank Of America
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236 jobs found
23.06.2024
BOA
Bank Of America EAC Compliance & Op Risk Specialist United States, New Jersey
Assists in assessing risks, associated controls and their effectiveness, driving compliance with applicable laws, rules and regulations and adhering to policies, and developing reporting and documentation. Engages in activities to...
Assists in assessing risks, associated controls and their effectiveness, driving compliance with applicable laws, rules and regulations and adhering to policies, and developing reporting and documentation. Engages in activities to...
10+ years’ experience covering swaps related legal or compliance matters for or on behalf of a major U.S. institutional swap dealer or bank with a strong knowledge of Title VII...
Produces and/or oversees the development of independent risk management reporting as input into governance and management routines. Contributes to participation in industry forums and monitors regulatory expectations, emerging legislation and...
Take ownership of and rationalize the surveillance alerts in our 2nd LOD function in order to improve the quality of alerts using expertise of product-specific market microstructure and supporting data....
Leads development of risk coverage plans, executes and / or oversees execution of monitoring, testing and risk assessments, and communicates results. Produces and/or oversees the development of independent risk management...
Meet all documented service level agreements relevant business metrics (Key Risk Indicators). Engages in activities to provide independent compliance and operational risk oversight of activities related to electronic communications and...
Assists in assessing risks, associated controls and their effectiveness, driving compliance with applicable laws, rules and regulations and adhering to policies, and developing reporting and documentation. Engages in activities to...
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