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Compliance Operational Risk Manager - Trade Surveillance jobs at Bank Of America in United States, New York
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184 jobs found
28.08.2024
BOA
Bank Of America Compliance Operational Risk Manager - Trade Surveillance United States, New York, New York
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
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Yesterday
BOA
Bank Of America Compliance Operational Risk Manager- Electronic Trading United States, New York, New York
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
28.08.2024
BOA
Bank Of America Compliance Operational Risk Manager United States, New Jersey
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
27.08.2024
BOA
Bank Of America Dodd Frank EAC Compliance Operational Risk Executive United States, New York, New York
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Analyzes and interprets applicable laws, rules, and regulations to provide clear and practical advice to stakeholders, identify and manage risks including monitoring the regulatory environment to identify regulatory changes applicable...
26.06.2024
BOA
Bank Of America Compliance Operational Risk Manager United States, New York, New York
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
26.06.2024
BOA
Bank Of America Equities Compliance Operational Risk Manager United States, New York, New York
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Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
23.06.2024
BOA
Bank Of America Trade Surveillance Analyst United States, New York, New York
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Conducts independent testing on a team in support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line Unit process owners, inclusive of transactional, qualitative, onsite, employee...
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
These jobs might be a good fit
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