Compliance Operational Risk Manager - Global Markets Financial jobs at Bank Of America in United States, Charlotte
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Company (1)
Job type
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Job title (1)
United States
State
Charlotte
390 jobs found
12.07.2024
BOA
Bank Of America Compliance Operational Risk Manager - Global Markets Financi... United States, North Carolina, Charlotte
Assesses risks and effectiveness of Global Markets Risk and Financial Risk Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to...
Assesses risks and effectiveness of Global Markets Risk and Financial Risk processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits,...
Provides oversight of identification of market risk exposures and mitigation strategies and resolutions in accordance with the bank's risk appetite and risk limits identified, as well as regulatory requirements, as...
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
Assists in assessing risks, associated controls and their effectiveness, while driving compliance with applicable laws, rules, and regulations, adhering to policies, and developing reporting and documentation. Engages in activities to...
Leads development of risk coverage plans, executes and / or oversees execution of monitoring, testing and risk assessments, and communicates results. Produces and/or oversees the development of independent risk management...
Identify, assess, and monitor AML and Fraud financial crime operational risks. Ensure compliance with relevant regulations and industry standards. Collaborate with internal stakeholders, such as legal, compliance and audit teams...
Assesses risks and effectiveness of Global Markets Risk and Financial Risk Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to...
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