Electronic Trading Compliance Operational Risk Officer jobs at Bank Of America in United Kingdom, City Of Westminster
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United Kingdom
City Of Westminster
24 jobs found
23.06.2024
BOA
Bank Of America Electronic Trading Compliance Operational Risk Officer United Kingdom, England, City of Westminster
Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide...
Assessing risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations....
Providing independent review & challenge of compliance with legislative obligations, primarily focused on BofAEurope for the EU, related to the Global Markets Operations activities, supporting the regional legal entities. Promoting...
Utilise your sound analytical skills and Global Markets Electronic Trading expertise to execute assigned audit testing responsibilities. Lead the team to provide quality audit reports and you will share audit...
Ensure complete alignment in client selection and growth strategies with Corporate Banking colleagues. Design, write and present proposals/cash management solutions to existing and prospect clients. Delivery of revenue and new...
Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide...
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