Compliance & Operational Risk Manager Operations Coverage jobs at Bank Of America in United Kingdom, City Of Westminster
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United Kingdom
City Of Westminster
34 jobs found
23.06.2024
BOA
Bank Of America Compliance & Operational Risk Manager Operations Coverage United Kingdom, England, City of Westminster
Providing independent review & challenge of compliance with legislative obligations, primarily focused on BofAEurope for the EU, related to the Global Markets Operations activities, supporting the regional legal entities. Promoting...
Assessing risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
Assesses risks, and effectiveness of Equities processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue inquiries, other audits, and examinations....
Review market risk positions, particularly under potential risk scenarios, and raise challenges to the desk if necessary. Liaise closely with the businesses to understand market trends and to report exposure...
Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls associated with Electronic Trading to ensure compliance with applicable Laws, Rules and Regulations (LRR). Engages in activities to provide...
Work as an individual contributor or as an Auditor In-charge on global GTS audits and conduct testing independently but maintain ongoing interaction with the other audit team. There will be...
Providing independent review & challenge of compliance with legislative obligations, primarily focused on BofAEurope for the EU, related to the Global Markets Operations activities, supporting the regional legal entities. Promoting...
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