Participate in complex audit and business monitoring reviews across entities within the US Personal Banking.
Deliver reports related to risk-based audits, issue validations, business monitoring, regulatory, governance committee and senior management reviews.
Manage a small to medium sized team of Internal Audit professionals that delivers audit reports, in accordance with Internal audit and regulatory standards
Document and perform qualitative and quantitative checks on the governance reporting materials to ensure accurate, timely, impactful and concise communication to the stakeholders.
Review recent developments in the industry and adopt new age technology and auditing concepts into day-to-day operations.
Manage the development of audit process improvements, including the development of automated routines e.g., Computer Assisted Auditing Tools and Techniques (CAATTs), to help drive more effective and focused audit testing
Apply knowledge of key regulations and emerging risks to influence analytical testing strategies.
Collaborate with teams across the business and determine impact on the overall control environment and audit approach
Possess strong analytical and interpersonal skills, make sound decisions, exhibiting initiative and intuitive thinking
Develop effective line management relationships to ensure strong understanding of the business.
Demonstrate strong judgment, political astuteness, and sensitivity to cultural diversity
Qualifications and Competencies
6-10 years of relevant experience
Consumer regulations knowledge and Issue Validation Background preferred ; Fraud, financial crimes, AML/KYC knowledge is a plus
Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
Proven ability to execute concurrently on a portfolio of high quality deliverables according to strict timetables
Effective project management skills
Demonstrated ability to implement continuous improvement and innovation in audit tools and techniques
Consistently demonstrates clear and concise written and verbal communication
Experience in governance reporting, automated routines (e.g. CAATTs) is preferred.