Vice President - Fixed Income Compliance Advisory jobs at Td Bank in United States, New York, New York
Discover your perfect match with Expoint. Search for job opportunities as a Vice President - Fixed Income Compliance Advisory in United States, New York, New York and join the network of leading companies in the high tech industry, like Td Bank. Sign up now and find your dream job with Expoint
Company (1)
Job type
Job categories
Job title (1)
United States
New York
New York
15 jobs found
09.05.2024
TB
Td Bank Vice President Compliance – Monitoring & Testing United States, New York, New York
Execute the annual Compliance testing and monitoring plan. Determine scope of reviews. Prepare cohesive workpapers for each test in accordance with firm standards. Build relationships with Key Stakeholders and communicate...
Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance, supporting compensation decisions, promoting teamwork and handling disciplinary actions, as required. Supports the development...
Training, learning & development, and communications. Compliance-wide frameworks and standards for testing, monitoring, risk assessments, reporting, and other activities. Internal Audit and regulatory exam management, and ongoing tracking/remediation oversight. Strategic,...
Apply programming skills to support and develop automated front office work flows in the firm's enterprise-wide system, Quartz. Engage with various stake holders including product management, IT, researchers and trading...
Typically a subject matter expert for a functional area. Key contact for business management and dealing with non-routine information. Focuses is on short to mid-term planning (6 -12 months). Deep...
Act as the primary day-to-day client point of contact with a focus on the Life Science Tools & Diagnostics sub-sector. Review, coordinate and own the analytical work of junior bankers...
Contribute to a portfolio of middle market relationships who need financial services and products to meet their needs. Operate as the primary bank advocate and key financial advisor for the...
Execute the annual Compliance testing and monitoring plan. Determine scope of reviews. Prepare cohesive workpapers for each test in accordance with firm standards. Build relationships with Key Stakeholders and communicate...
Find your dream job in the high tech industry with Expoint. With our platform you can easily search for Vice President - Fixed Income Compliance Advisory opportunities at Td Bank in United States, New York, New York. Whether you're seeking a new challenge or looking to work with a specific organization in a specific role, Expoint makes it easy to find your perfect job match. Connect with top companies in your desired area and advance your career in the high tech field. Sign up today and take the next step in your career journey with Expoint.