Auditor jobs in United States, Virginia, Arlington

Senior Auditor - Payments Network

Responsibilities:

• Design and execute appropriate audit procedures to verify the effectiveness of internal controls.

• Document auditee processes and procedures, review and analyze evidence, and identify potential issues.

• Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.

• Prepare clear, organized, and complete documentation to support work performed, including draft findings.

• Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge.

• Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible.

• Proactively seek out learning opportunities to enhance skills and competencies related to role.

Here's what we're looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 2 years of experience in auditing, accounting, financial analysis, compliance, or a combination

Preferred Qualifications:

• Master’s Degree in Accounting, Master’s Degree in Finance or Master of Business Administration

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification

• 1+ years of experience in leading audits and performing in the role of auditor-in-charge

• 1+ years of experience in banking or in financial services

• 1+ years of experience in performing data analysis in support of internal auditing

This role is hybrid meaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting. Monday and Fridays are enterprise- wide virtual work days. Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

Charlotte, NC: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & Analysis Chicago, IL: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & Analysis McLean, VA: $109,000 - $124,400 for Sr. Assoc, Cyber Risk & Analysis New York, NY: $118,900 - $135,700 for Sr. Assoc, Cyber Risk & Analysis Plano, TX: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & Analysis Richmond, VA: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & Analysis Riverwoods, IL: $99,100 - $113,100 for Sr. Assoc, Cyber Risk & AnalysisThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Senior Auditor - Risk Management

Responsibilities:

• Audit major components of business units.

• Assist in developing engagement planning documentation for assigned areas, including risk-based rationale for scoping decisions.

• Design and execute internal control testing for operations of varying complexity.

• Perform audit tasks of moderate difficulty, demonstrating a degree of audit expertise consistent with experience level.

• Prepare clear, organized and complete documentation to support work performed.

• Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge.

• Perform various aspects of engagement administration as assigned by auditor-in-charge, including hours and budget tracking.

• Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible.
  

Here's what we're looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor's Degree or military experience

• At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry or risk management
  

Preferred Qualifications:

• Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, Master’s Degree in Quantitative Finance, or Master of Business Administration

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Financial Risk Manager (FRM), or Credit Risk Certification (CRC)

• 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination

• 2+ years of experience performing data analysis in support of internal auditing

• Exposure to Enterprise Risk Management or Operational Risk Management

This role is hybrid meaning associates typically spend about half of their time (2-3 days per week) in-person at one of our offices listed on this job posting. Monday and Fridays are enterprise-wide virtual work days. Tuesday, Wednesday, and Thursday are in-person days for associates to spend time together working in our beautifully- designed team areas.

Charlotte, NC: $86,000 - $98,200 for Senior Staff Auditor McLean, VA: $94,600 - $107,900 for Senior Staff Auditor New York, NY: $103,200 - $117,800 for Senior Staff Auditor Plano, TX: $86,000 - $98,200 for Senior Staff Auditor Richmond, VA: $86,000 - $98,200 for Senior Staff Auditor Riverwoods, IL: $86,000 - $98,200 for Senior Staff AuditorThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Senior Auditor, Practices - Methodology

.Audit professionals are experiencedwell-trained and credentialedagile environment to delivervalue-added opinions and recommendations.Audit's vision to provide high valueproactive insightsto innovate with technologyand to be a top-notch talent destination.

self-motivated Senior Associate interested in becoming part of.board reporting, regulatory management, audit technology, and department-wide improvement initiatives implementing creative solutions to challenging problems.

Responsibilities:

• Support the audit methodology update and related enhancement efforts, including conductingresearch and analysis.
• Design and execute best-in-class operational processes.
• Coordinate and execute on small to moderately complex projects (e.g., methodology relatedissues,gap assessments,regulatory requests for information),owning completionofassignedwork.
• Design and deliver verbal and written communication to audit teams and audit leadership. Leverage available data and analytical tools to drive deeper insights on department behaviour and challenges.
• Establish and maintain good relations with audit teams and other key stakeholders.

• ,best practices, and quality expectations..
• Provide guidance and coaching to audit teams on the application of methodology across variousaudit activities (e.g.,standard audits,issue validation).
• Work independently under general supervision, and can exercise latitude for initiative and independent judgment.

Here's what we're looking for in an ideal teammate:

• You are a critical thinker who seeks to understand the business and its control environment.
• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. You possess a relentless focus on quality, improvement, and timeliness.
• You adapt to change,embrace bold ideas,and are intellectually curious.You like to ask questions,test assumptions,and challenge conventional thinking.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.
• You're a firm believer that a rich understanding of data,innovation,and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering yourtechnical expertise.
• You're a teacher.You do the right thing and lead by example.You have a passion for coaching and investing in the betterment of your team.You lead through change with candor and optimism.You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract,hire,and retain top talent.

Basic Qualifications:

• Bachelor's Degree or military experience.
• At least 2 years of experience in auditing,accounting,financial analysis,compliance,or acombination.

Preferred Qualifications:

• Master's Degree in Auditing,Master's Degree in Accounting,Master's Degree in InformationSystems or Master of Business Administration.
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information SystemsAuditor (CISA), or a relevant certification.
• 2+ years of experience in Banking or in the financial services industry.

At this timeposition.

This role is hybrid meaning associates typically spend about half their time (2-3 days per week)in-person at one of our offices listed on this job posting.Monday and Fridays are enterprise-widevirtual work days.Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Charlotte, NC: $86,000 - $98,200 for Senior Staff Auditor McLean, VA: $94,600 - $107,900 for Senior Staff Auditor New York, NY: $103,200 - $117,800 for Senior Staff Auditor Plano, TX: $86,000 - $98,200 for Senior Staff Auditor Richmond, VA: $86,000 - $98,200 for Senior Staff Auditor Riverwoods, IL: $86,000 - $98,200 for Senior Staff Auditor

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

Principal Auditor- Cyber, Risk and Analysis Technology Audit (Hybrid)

Responsibilities:

• Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, as well as the ability to assist in leading components of small to medium size audits.

• Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures.

• Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the business and critical technology functions .

• Establishes and maintains good client relations during engagements. Communicates or assists in communicating the results of some audit projects to management via written reports and oral presentations.

• Identify expectations of the client and take actions to support the client experience.

• Prepare clear, organized and complete documentation to support work performed.

• Self prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results.

• Coordinate with others and proactively take on additional work.

• Deliver appropriate, succinct and organized information, tailoring communication style to audience.

• Effectively communicate information, issues and audit progress to teammates, clients and auditor-in-charge.

• Perform various aspects of engagement administration, including hours and budget tracking.

• Provide periodic on-the-job coaching and direct supervision over less experienced associates.

Ideal Teammate:

• You are a critical thinker who seeks to understand the business and its control environment.

• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

• You possess a relentless focus on quality and timeliness.

• You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

• You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

• You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

• You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination

• At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing)

• At least 2 years of experience in managing components of audit engagements, project management or a combination

• At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or coding (writing, reviewing, assessing)

Preferred Qualifications:

• Certifications related to or pursuing certification related to Cloud, Cyber or Technology Operations, such as Cloud provider certifications, Certified Information Systems Security Professional (CISSP), or Certified Information Security Manager (CISM),

• 1 year of experience with payment technologies such as HPE Nonstop, IBM Mainframe, Mobile Payments, Tokenized services, cloud-based and virtualized environments, Windows and Linux operating environments

• Certifications related to or pursuing certification related to Auditing, such as Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA)

• 4+ years of experience with IT control frameworks

• 2+ years of experience in planning and leading audits

• 2+ years of experience auditing cyber or information security

• 1+ years of experience auditing emerging technologies

• 1+ years experience in cloud computing ( AWS, GCP, Azure) and controls, or 1+ years of conducting audits of controls in cloud-based environments

• 1+ years of experience in risk and data management

• 1+ years of experience performing data analysis in support of internal auditing

This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise- wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

McLean, VA: $127,500 - $145,500 for Prin Assoc, Cyber Risk & Analysis Plano, TX: $115,900 - $132,200 for Prin Assoc, Cyber Risk & Analysis Richmond, VA: $115,900 - $132,200 for Prin Assoc, Cyber Risk & AnalysisThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Principal Auditor, Audit Operations and Reporting

Responsibilities:

• Design and execute internal operational processes and department wide deliverables and initiatives in areas such as Audit Universe, Audit Plan, Risk Assessment, Skills Assessment, Audit Issues Management, Audit Committee and Executive Leadership communications reporting and other cross functional activities. Utilize internal systems, data repositories and analytical tools to execute operational tasks, perform analysis and produce management and operational reporting on large datasets with a focus on maintaining the quality and integrity of data for cross functional audit activities.

• Assist with maintenance and support of the Audit systems (e.g., AuditBoard) including leading troubleshooting efforts, addressing user questions and helping to drive forward system enhancements for simplicity, automation and efficiency to meet stakeholder and operational needs.

• Assist with ad hoc requests from various stakeholders.

• Establish and maintain strong and effective working relationships within and outside the department.

• Prepare recurring department, senior management and Board deliverables and reporting and at times communicate the results of audit processes and projects to various stakeholders.

• Lead the creation and scheduling of the Quarterly and Annual Planning activities and related meetings.

• Work with the team to continuously identify and implement process and system improvements for simplicity, automation and efficiency.

• Self-prioritize and independently complete multiple concurrent tasks including but not limited to recurring deliverables, presentations, special assignments/initiatives, and administrative activities. Demonstrate the ability to successfully meet deadlines.

• The Principal Auditor will be responsible for maintaining all organizational and professional ethical standards.

Here's what we're looking for in an ideal teammate:

• Exhibits a proven track record of process management, bringing the ability to quickly put structure in place to manage the work.

• Adapts to change, embraces bold ideas, and is intellectually curious. Likes to ask questions, test assumptions, and challenge conventional thinking.

• Leverages the power of data analytics and further your technical skills to build a rich understanding of data, innovation, and technical knowledge.

• Demonstrates outstanding communication and partnership skills which are essential for interacting and communicating with key stakeholders across all levels to manage, inform, and influence outcomes.

• Demonstrates learning agility to adapt to changing demands.

• Displays strong consulting and collaboration skills.

• Possesses a continuous improvement mindset and openness to new initiatives as well as demonstrates critical thinking.

• Exhibits a relentless focus on quality and timeliness.

• Creates energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 4 years of experience in auditing, accounting, risk management, data analytics or a combination

Preferred Qualifications:

• Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA)

• 2+ years of experience in banking or financial services industry

• 2+ years of experience in performing data analytics using Tableau or other analytical tools

• 1+ years experience with Google Suite

This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise- wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

McLean, VA: $117,300 - $133,900 for Principal Auditor New York, NY: $128,000 - $146,100 for Principal Auditor Richmond, VA: $106,700 - $121,700 for Principal Auditor Riverwoods, IL: $106,700 - $121,700 for Principal AuditorThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Principal Auditor- Cyber, Risk & Analysis Technology Audit (Hybrid)

Responsibilities:

-Execute major components of audits, including critical technology functions, cloud-based infrastructure, cybersecurity, risk management, application, and third-party management, as well as lead small to medium size audits.

-Establishes and maintains good client relations during engagements. Communicates or assists in communicating the results of some audit projects to management via written reports and oral presentations.

-Identify expectations of the client and take actions to support the client experience.

-Prepare clear, organized and complete documentation to support work performed.

-Coordinate with others and proactively take on additional work.

-Deliver appropriate, succinct and organized information, tailoring communication style to audience.

-Perform various aspects of engagement administration, including hours and budget tracking.

-Provide periodic on-the-job coaching and direct supervision over less experienced associates.

-You possess a relentless focus on quality and timeliness.

-You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination

• At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing)

• At least 2 years of experience in managing audit engagements, project management or a combination

• At least 2 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or coding (writing, reviewing, or assessing)

Preferred Qualifications:

• Certifications related to or pursuing certification related to Cloud, Cyber or Technology Operations, such as Cloud provider certifications, Certified Information Systems Security Professional (CISSP), or Certified Information Security Manager (CISM),

• Certifications related to or pursuing certification related to Auditing, such as Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA)

• 4+ years of experience with IT control frameworks

• 2+ years of experience in planning and leading audits

• 2+ years of experience auditing cyber or information security

• 1+ years of experience auditing emerging technologies

• 1+ years experience in cloud computing (notably AWS, GCP, Azure) and controls, or 1+ years of conducting audits of controls in cloud-based environments

• 1+ years of experience in risk and data management

• 1+ years of experience performing data analysis in support of internal auditing

• 1+ years of experience planning or executing audits for large initiatives

Charlotte, NC: $115,900 - $132,200 for Prin Assoc, Cyber Risk & Analysis McLean, VA: $127,500 - $145,500 for Prin Assoc, Cyber Risk & Analysis New York, NY: $139,100 - $158,700 for Prin Assoc, Cyber Risk & Analysis Plano, TX: $115,900 - $132,200 for Prin Assoc, Cyber Risk & Analysis Richmond, VA: $115,900 - $132,200 for Prin Assoc, Cyber Risk & AnalysisThis role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.