Senior Manager jobs in United States, Ohio, Cleveland
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Company
Job type
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Job title (1)
United States
Ohio
Cleveland
37 jobs found
29.05.2025
PNC
PNC Compliance Program Manager Sr - Enterprise Compliance-AMG United States, Ohio, Cleveland
Establishes and enhances effective compliance programs and designs policies to identify and prevent illegal, unethical, or improper business practices. Trains, monitors, and manages junior staff and remediates any issues. Constructively...
Plans and leads internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with applicable regulations. Performs planning and risk assessment activities, develops...
Drives the business and financial results for a product or experience. utilizing traditional and emerging capabilities in technology, operations, and data analytics to offer customers a differentiated product experience. through...
Oversees operations workflow and assists team with executing complex transactions/processes. Monitors and coordinates operations workflow and resolves escalated issues. May process and/or reconcile transactions of varying risk and financial value...
Licensing requirements: FINRA Series 99 or equivalent exam. Oversees operations workflow and assists team with executing complex transactions/processes. Monitors and coordinates operations workflow and resolves escalated issues. May process and/or...
Manages accounts in accordance with investment objectives that have been developed with the client. Depending on line of business, may provide specialized advice on planned giving, as well as analyzing...
Licensing requirements: FINRA Series 99; PNCI Supervision - FINRA Series 7, 24 (or 9/10), 66 (or 63/65) . Participates in the development of the operations strategy. Executes operating plan and...
Establishes and enhances effective compliance programs and designs policies to identify and prevent illegal, unethical, or improper business practices. Trains, monitors, and manages junior staff and remediates any issues. Constructively...
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