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In this role, you will:
Required Qualifications:
Desired Qualifications:
Job Expectations:
Posting Locations:
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
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In this role, you will:
Lead delivery team and work with business leaders, other stakeholders and SMEs to ensure success against funded and prioritized outcomes
Articulate product vision, definition, goals, and direction for teams to design/develop/ deliver technology and processes for well-established technologies/vendor relationships
Engage in continuous discovery with Product Managers, Business Analysts, Technical Leads, and Architects to contribute to and influence overall product vision and roadmap to convey desired outcomes through the product backlog
Drive requirements, incorporating product expertise and industry/ competitor opportunities
Lead backlog prioritization
Adjust planning in situations that may include financial, control, or process roadblocks
Inspect pre-release progress, recommends changes, and ensures timelines are met
Ensure cross-functional dependencies are articulated, managed, and addressed by all constituents
Enhance/monitor key performance indicators and identifies improvement opportunities while ensuring all regulatory and compliance needs are met
Required Qualifications:
4+ years of Product Management experience, product development experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
Product owner experience in the financial industry. Experience withtrading tools for Equities, Fixed Income and Syndicate productsexperience in the wealth management industry preferred
3+ years of Agile experience in writing user stories and leading refinement with a Scrum team
Experience articulating and capturing requisite data needed to determine measurable business impact (in the form of OKRs/KPIs) for the business area
Facilitation and collaboration skills, including ability to facilitate decision-making and broker agreements among diverse, differing, and/or conflictingperspectives/priorities
Demonstrated experience identifying issues and partnering with peers in technology to identify and implement strategic solutions in alignment with leadership priorities
Experience working with Jira
Experience creating PowerPoint presentations from established designs to present to senior leadership
Experience working in a flexible work environment to support key team members and partners various time zones and locations
Excellent verbal, written, and interpersonal communication skills
Job Expectations:
This position is not eligible for Visa sponsorship
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents
Specific compliance policies may apply regarding outside activities or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process
Posting Locations:
2801 Market Street - St. Louis, MO 63103
550 S. Tryon Street - Charlotte, NC 28202
Required location listed above. Relocation assistance is not available for this position.
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
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In this role, you will:
Lead or participate in product management initiatives and deliverables for product lines or services
Contribute to product analysis across applicable markets, conduct market research and market results-oriented analysis
Review and analyze marketing programs for new products or enhancements including identification of market segments, product positioning, product bundling, pricing and profitability
Resolve moderately complex issues and lead team to meet project goals, objectives and deliverables
Ensure programs adhere to compliance, privacy regulations and policies
Collaborate and consult with managers, analysts and project teams to ensure that goals are achieved
Lead projects, teams or serve as a mentor
Required Qualifications:
4+ years of Product Management experience, product development experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 65/66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Desired Qualifications:
3+ years' experience with investment advisory products
Successfully completedSeries 24
Experience with business controls and SHRP Issues
Ability to be forward thinking and focus on creating efficiencies
Knowledge of firm systems such as SmartStation & BETA
Proven ability to consult and advise across leadership, stakeholders and partners
Self-motivation and be energetic and forward thinking
Knowledge of basic database applications
Detail oriented
Job Expectations:
This position is not eligible for Visa sponsorship
Registration for FINRA Series 24 must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted
Series 24: This role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date. Any supervisory role employee holding a FINRA supervisory license, who has answered affirmatively to certain Form U4 Section 14 regulatoryquestions/disclosures,will be ineligible to work from a location other than their assigned office location
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents
Specific compliance policies may apply regarding outside activities or personal investing; affected employees will be expected to provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process
Ability to work on-site at approved location at least three days a week
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
These jobs might be a good fit

Share
In this role, you will:
Required Qualifications:
Desired Qualifications:
Job Expectations:
Posting Locations:
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
These jobs might be a good fit

Share
In this role, you will:
Support product vision, define scope, prioritize backlog, establish goals, and provide direction for teams to design, develop, and deliver technology and processes for updating, upgrading technologies and vendor relationships
Develop business requirements, direct product design and implementation for complex business and technical needs
Engage stakeholders, project and product managers, and Technology partners to ensure the successful delivery of key initiatives
Lead an Agile team(s), providing product direction, issue resolution with guidance from a more senior product manager.
Support the definition of project objectives, key results, and outcomes, as well as tracking and monitoring results
Partner with Technology teams daily to refine requirements, clarify features, and oversee daily scrum meetings
Participate in planning and strategy sessions, defining the roadmap for the next quarter and next six quarters ("Big Room Planning")
Support overall product management and strategic focus for the most technical, complex and diverse products and services
Articulate product vision for assigned agile teams, define scope, prioritize backlog, establish goals, and provide direction for teams to design, develop, and deliver technology and processes for updating, upgrading technologies and vendor relationships
Required Qualifications:
2+ years of Product Management experience, product development experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
1+ year of Wealth Management, or Brokerage experience, preferably investment related
2+ years of experience developing process, or system improvements
Agile Experience (such as user story & feature writing experience / client discovery experience)
Experience gathering and documenting business requirements which may include workflows, journey maps, or business processes
Experience articulating and capturing requisite data needed to determine measurable business impact (in the form of OKRs/KPIs) for the business area
Investment Advisory business, product or platform experience
Product/application testing experience
Good communication skills
Job Expectations:
Ability to work outside of regular business hours to support product development/delivery needs
This position is not eligible for Visa sponsorship
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents
Posting Location:
2801 Market Street – Saint Louis, MO
550 South Tryon Street – Charlotte, NC
550 South 4th Street – Minneapolis, MN
Required locations listed above. Relocation assistance is not available for this position
Pay Range
Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit for an overview of the following benefit plans and programs offered to employees.
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
These jobs might be a good fit

Share
About this role:
The position will report to the Product Area Manager for the Advisor Field Oversight group.
In this role, you will:
Articulates product vision, definition, goals, and direction for teams to design, build and optimize technology and processes for the value stream.
Works with leaders, stakeholders & subjection matter experts to understand desired changes (business outcomes that need to be different) and impacted business use cases. Refines desired outcomes into Features that summarize desired impacts related to associated systems.
Breaks features into smaller components (stories, tasks) and prioritizes team backlogs to enable incremental build of solutions. Leads team backlog refinement and prioritization.
Works with leaders, stakeholders, subject matter experts, scrum masters, internal and external service provider and solution delivery team to ensure success in delivering stated customer business value outcomes
Ensures cross-functional dependencies are articulated, managed, and addressed by all constituents.
Provides customer support via system documentation, demos and direct conversation
Inspects and provides acceptance of solutions both pre and post release of software changes
:
5+ years of experience in one or more of the following: Product management, product development, strategic planning, process management, project/change management or agile product owner.
:
Experience in regulatory compliance, supervision and/or risk management related to wealth management financial services.
Demonstrated attributes as a servant leader and team player with strong desire for continuous learning
Articulate, with strong verbal and written communications skills
Experience in Lean, Agile and DevOps, i.e., Agile Product Manager, or equivalent in Agile work experience
Experience in and/or understanding of software development and software engineering best practices.
Job Expectations:
This position is not eligible for Visa sponsorship
This position offers a hybrid work schedule
Job Location:
2801 Market St, F & L Bldg. Saint Louis, MO 63103
Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
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In this role, you will:
Provide oversight and governance of the Public Finance Investment Banking business.
Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements.
Oversee Public Finance’s execution and challenges appropriately on compliance related decisions.
Develop, oversee, and provide independent credible challenge to standards with subject matter expertise
Work with Public Finance, a complex business unit, on rules and regulations on all compliance matters, including moderate to high-risk compliance matters.
Monitor and independently challenge the reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management.
Provide direction to the Public Finance business on developing corrective action plans and effectively managing regulatory change.
Develop, oversee, and provide expert business and regulatory compliance functional knowledge
Provide regulatory compliance risk expertise and consulting for projects and initiatives with high risk over the Public Finance business.
Provide regulatory compliance risk expertise for political “pay to play” across CIB.
Identify and recommend opportunities for process improvement and risk control development.
Consult and engage business on developing corrective action plans and effectively managing regulatory change
Report findings and make recommendations to management or directors and appropriate committees
Make decisions and resolve issues to meet business objectives
Interpret policies, procedures, and compliance requirements
Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals.
Interface with Audit, Legal, external agencies, and regulatory bodies on risk related topics
Required Qualifications, US:
7+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
Experience in executing compliance programs, including regulatory change management, risk identification and assessment processes, compliance issue management, new product/business review, complaint handling, compliance monitoring and reporting, compliance training.
Expert-level knowledge of the Applicable Rules and associated compliance programs; experience in Bank Dealer and Broker-Dealer, including MSRB, SEC and FINRA regulations.
Understanding of the ever-evolving governance and regulatory environments as well as industry and compliance risk-related best practices.
Strong analytical, critical thinking and problem-solving skills, coupled with an ability to translate ambiguous ideas/issues into well-defined plans/solutions with a track record for delivering results.
Ability to lead, ensuring proper staffing and expertise, and manage the establishment of major policies and relevant compliance programs for a business division within a large and complex organization.
Oversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory matters involving Public Finance.
Oversees the development of reporting on the state of compliance in Public Finance.
Oversee, credibly challenge, and assess Public Finance with respect to managing and mitigating compliance risk and establish processes to ensure effective and timely implementation of regulatory change requirements applicable to the group.
Direct the implementation of effective compliance strategies to assess key risks in Public Finance and anticipate regulatory issues; and identify opportunities to simplify and drive consistency of solutions to strengthen compliance risk management.
Support effective coordination of compliance-related regulatory examinations in Public Finance and maintain effective relationships with all associated regulators.
Lead and actively participate as a key member and compliance representative on various Public Finance-based governance committees.
Foster an environment that ensures strong communication and cooperation across the three lines of defense, including business line leadership, Legal, Audit, Compliance, and other corporate stakeholders to facilitate transparency, balance, and credible challenge.
Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance issues in Public Finance; and ensure that escalated compliance issues receive immediate senior management attention.
Job Locations:
Pay Range
Wells Fargo provides eligible employees with a comprehensive set of benefits, many of which are listed below. Visit for an overview of the following benefit plans and programs offered to employees.
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
These jobs might be a good fit

Share
In this role, you will:
Required Qualifications:
Desired Qualifications:
Job Expectations:
Posting Locations:
Wells Fargo Recruitment and Hiring Requirements:
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.
These jobs might be a good fit