Information Officer jobs in United States, Florida, Tampa

As a Compliance Risk Management Senior Officer within the Compliance Conduct and Operational Risk (CCOR) organization, you will need to possess both operational and strong regulatory knowledge and experience related to retail consumer banking and to strategically partner with the business to ensure that all of our practices, products and services are in compliance with both the letter and spirit of all laws and regulations. You will also be expected to partner with management, Legal, Risk, Controls and Audit teams to provide ongoing compliance advice on regulatory matters and compliance risk. Additionally, you will be expected to engage in the front-end on the development and implementation of new policies, procedures, issues/action plans and training to ensure inclusion of necessary state, federal and regulatory compliance requirements as well as providing day to day support and oversight to the line of business. You will need to identify, measure, and manage controls and compliance-related risks while monitoring and testing the adequacy of controls.
Job Responsibilities

• Provide compliance support to the Consumer Bank Product and Marketing teams;
• Partner with the assigned line of business, Risk, Audit, Legal and Control partners to evaluate and confirm that sound compliance programs are in place;
• Participate in testing planning discussions;
• Execute Compliance oversight activities related to products (e.g., CDs, Savings, Checking) and regulations (e.g., Regulation D, Regulation DD, Regulation E);
• Research and respond to regulatory matters;
• Participate in business efforts/projects with regulatory impacts, and integrate regulatory compliance requirements into line of business policies, procedures, controls and training;
• Track technology incidents to work with the business to determine customer impact and follow incidents through and assist line of business management with action plans and issues resolution related to regulatory impacts, including those identified as a result of Compliance testing, monitoring, Audits or Exams.
• Analyze regulatory initiatives affecting the business and provide regulatory advice and communicate policy to consumer bank personnel and management;
• Evaluate effectiveness of available metrics and enhance or design new metrics to identify trends and potential areas of concern and attend meetings with line of business management and representatives, as appropriate;
• Engage in projects as required.

Required qualifications, capabilities, and skills

• A bachelor's degree and/or 5+ years of bank regulatory compliance expertise.
• Knowledge of consumer bank related regulations is imperative.
• Must be a self-starter, able to work independently, prioritize workflow and meet deadlines.
• Must also be able to interact effectively at a variety of levels of the organization and with numerous external contacts.

As a Compliance Risk Management Senior Officer within the Compliance Conduct and Operational Risk (CCOR) organization, you will effectively partner with the Auto Line of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You will need to possess sufficient knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices.

Job Responsibilities

• Identify potential risks and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions
• Execute on key strategic Compliance initiatives within the context of the firm’s global compliance mandate
• Collaborate with team members across LOBs and staff areas and participate actively in working groups
• Provide compliance support to the Auto business for key initiatives and business processes
• Monitor the business to identify potential regulatory risks

Required qualifications, capabilities, and skills

• 5+ years of relevant Compliance or other related experience; such as Risk management, Audit, or similar Control-related experience
• Demonstrated ability to identify key issues and obtain appropriate information for further analysis
• Must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects
• Must possess excellent written and oral communications skills
• Teamwork skills; you must be flexible in work style and be able to work appropriately with stakeholders and colleagues at all levels
• Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools
• Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally
• Ability to manage numerous priorities and confidential and sensitive information in a professional manner in a fast-paced, deadline-driven environment
• Bachelor's degree or equivalent work experience

Preferred qualifications, capabilities, and skills

• Professional certification a plus
• Audit Regulatory, and Testing experience
• Audit, Regulatory &/or Testing experience a plus

Join JPMorgan Chase & Co., a leading global financial services firm with operations worldwide, offering a comprehensive set of benefits including flexible work arrangements and health care insurance. We're seeking a KYC Relationship Officer to partner with Bankers and AML/KYC Operations, ensuring client KYC records comply with regulatory standards and due diligence requirements. The final officer title and job grade will be discussed at the time of offer.

As a Know Your Customer Relationship Officer within the Wholesale KYC Organization, you will partner with Bankers and AML/KYC Operations to ensure all client KYC records are compliant with regulatory standards. You will manage client and partner expectations in a consultative way, exhibit ownership of KYC/AML experience, and ensure high quality and timely completion of all client-level due diligence requirements at inception and renewal of client relationships. You will also manage operational risk effectively and be accountable for timely portfolio management while maintaining quality expectations.

Job Responsibilities:

• Manage client and partner expectations and understanding through a consultative approach.
• Exhibit ownership of KYC/AML expertise and enhance client experience.
• Ensure KYC/AML deliverables are met and hold internal partners accountable.
• Demonstrate ongoing understanding of KYC/AML processes, addressing delays and inefficiencies.
• Manage operational risk effectively by maintaining diligent awareness of process risks.
• Escalate appropriate risk items and drive issues to closure.
• Support bankers in the client selection process to manage client risk effectively.
• Independently manage the renewal cycle of DDFs in collaboration with the Relationship Management Partnership.
• Be accountable for timely portfolio management while maintaining quality expectations.

Required qualifications, capabilities and skills:

• Proficient in identifying AML risks with a thorough understanding of AML/KYC policies.
• Exceptional verbal and written communication abilities.
• Outstanding time management and organizational skills.
• Strong analytical and problem-solving capabilities.

Preferred qualifications, capabilities and skills:

• BA/BS degree required.
• At least 2 years of experience in AML/KYC, Risk Management, Security, or Law Enforcement related to fraud and illicit money movement.
• Experience in financial services, ideally in Corporate/Commercial Banking.
• Familiarity with risk factors affecting specific products and industries.
• Strong multitasking skills and ability to utilize internal resources effectively.
• Excellent attention to detail and strong client focus.
• Ability to navigate complex client relationships and collaborate with internal groups.

Join JPMorgan Chase & Co., a leading global financial services firm with operations worldwide, offering a comprehensive set of benefits including flexible work arrangements and health care insurance. We're seeking a KYC Relationship Officer to partner with Bankers and AML/KYC Operations, ensuring client KYC records comply with regulatory standards and due diligence requirements. The final officer title and job grade will be discussed at the time of offer.

As a Know Your Customer Relationship Officer within the Wholesale KYC Organization, you will partner with Bankers and AML/KYC Operations to ensure all client KYC records are compliant with regulatory standards. You will manage client and partner expectations in a consultative way, exhibit ownership of KYC/AML experience, and ensure high quality and timely completion of all client-level due diligence requirements at inception and renewal of client relationships. You will also manage operational risk effectively and be accountable for timely portfolio management while maintaining quality expectations.

Job Responsibilities:

• Manage client and partner expectations and understanding through a consultative approach.
• Exhibit ownership of KYC/AML expertise and enhance client experience.
• Ensure KYC/AML deliverables are met and hold internal partners accountable.
• Demonstrate ongoing understanding of KYC/AML processes, addressing delays and inefficiencies.
• Manage operational risk effectively by maintaining diligent awareness of process risks.
• Escalate appropriate risk items and drive issues to closure.
• Support bankers in the client selection process to manage client risk effectively.
• Independently manage the renewal cycle of DDFs in collaboration with the Relationship Management Partnership.
• Be accountable for timely portfolio management while maintaining quality expectations.

Required qualifications, capabilities and skills:

• Proficient in identifying AML risks with a thorough understanding of AML/KYC policies.
• Exceptional verbal and written communication abilities.
• Outstanding time management and organizational skills.
• Strong analytical and problem-solving capabilities.

Preferred qualifications, capabilities and skills:

• BA/BS degree required.
• At least 2 years of experience in AML/KYC, Risk Management, Security, or Law Enforcement related to fraud and illicit money movement.
• Experience in financial services, ideally in Corporate/Commercial Banking.
• Familiarity with risk factors affecting specific products and industries.
• Strong multitasking skills and ability to utilize internal resources effectively.
• Excellent attention to detail and strong client focus.
• Ability to navigate complex client relationships and collaborate with internal groups.

• Identifies prospective AMG clients or referral sources by educating about and positioning AMG capabilities to generate awareness, deliver solutions and drive new revenue. Develops the most complex and sophisticated new client opportunities.
• Calls on prospects and Centers of Influence to sell the full spectrum of AMG products and services, generally at client location and either self-initiated or referred by internal/external partners. Cultivates referrals/leads, generates interest and collaborates with partners to close the sale.
• Observes products, pricing, competitive landscape and bring ideas and suggestions to management and/or partners to establish and execute the appropriate activities, tactics and strategies to generate, identify and pursue new opportunities and successfully close the sale. Uses insight on industry trends, best practices and solution knowledge to obtain new clients and expand existing relationships
• Meets with and educates partners to position the value of AMG capabilities. Assesses new business opportunities on a consistent basis, including completing book of business reviews, responding to new business inquiries and requests for proposals, and maintaining territory/focus lists. Drives team member accountability and participation.
• Maintains timely, accurate and complete sales administration tasks as determined by the business. Expected to train, coach and/or mentor other team members in market if applicable.

PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be:

• Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions.
• Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework.

Successful candidates must demonstrate appropriate knowledge, skills, and abilities for a role. Listed below are skills, competencies, work experience, education, and requiredneeded to be successful in this position.

This position is subject to the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA) and, for any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of individuals with certain criminal history.

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