Supervisory Control Specialist jobs at Wells Fargo in United States, Saint Louis
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Company (1)
Job type
Job categories
Job title (1)
United States
State
Saint Louis
7 jobs found
14.05.2025
WF
Wells Fargo Senior Securities Operations Specialist United States, Missouri, Saint Louis
Lead or participate in moderately complex lifecycle initiatives and support tasks and act as a participant in large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations. Review...
Perform analysis of findings and trends using statistical analysis and document processes, including Retirement Asset Movement andelectronic communications and as needed. Perform basic or tactical ongoing regulatory, compliance and operational...
Participate and consult regarding policies and procedures, controls, tools and training. Identify opportunities for additional synergies and to maximize efficiencies within the private client group. Review and analyze controls to...
Participate and consult regarding policies and procedures, controls, tools and training. Review and analyze controls to manage high risk investment strategies and complex products. Evaluate resources to monitor risk and...
2+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education. Series 7 FINRA License. Knowledge and understanding of...
Participate and consult regarding policies and procedures, controls, tools and training. Identify opportunities for additional synergies and to maximize efficiencies within the private client group. Review and analyze controls to...
Provide remote sales supervision and support of annuities and insurance transactions and activities within assigned branches and/or regions for Wells Fargo Advisors. Support branch offices with on-going monitoring to ensure...
Lead or participate in moderately complex lifecycle initiatives and support tasks and act as a participant in large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations. Review...
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