Finet Governance Senior Supervisory Control Specialist jobs at Wells Fargo in United States, Saint Louis
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United States
State
Saint Louis
32 jobs found
16.09.2025
WF
Wells Fargo Supervisory Control Specialist United States, Missouri, Saint Louis
Participate and consult regarding policies and procedures, controls, tools and training. Identify opportunities for additional synergies and to maximize efficiencies within Integrated Brokerage. Review and analyze controls to manage high...
Participate and consult regarding policies and procedures, controls, tools and training. Identify opportunities for additional synergies and to maximize efficiencies within Integrated Brokerage. Review and analyze controls to manage high...
Conduct ongoing monitoring to ensure conformity with internal policies, applicable laws and regulations. Have responsibility to supervise the activities of representatives (e.g., financial advisors) to ensure their compliance with Financial...
Job Role and Responsibility:Lead moderately complex initiatives and deliverables within technical domain environments; Contribute to large scale planning of strategies; Design, code, test, debug and documents for projects and programs...
Participate in low to moderately complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations. Review and analyze basic or tactical functional operational tasks or challenges that...
Lead and manage the successful transition of internal and external advisors and teams into the Financial Network (FiNet) channel. Manage client relationships and participate in initiatives regarding servicing, support and...
Act as a location Financial Industry Regulatory Authority (FINRA) Qualified Supervisor for one or multiple WFAFN affiliated practices. Conduct ongoing monitoring to ensure conformity with internal policies, applicable laws and...
Participate and consult regarding policies and procedures, controls, tools and training. Identify opportunities for additional synergies and to maximize efficiencies within Integrated Brokerage. Review and analyze controls to manage high...
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