Vice President - Cib Credit Power & Renewables Td Securities jobs at Td Bank in United States, New York
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101 jobs found
30.08.2025
TB
Td Bank Sr Compliance Officer - Monitoring & Oversight TD Securities United States, New York, New York
Assist with developing and overseeing the Compliance Monitoring program. Collaborate with colleagues globally to develop and enhance ongoing and potential Monitoring Activities ("MA"). Evaluate and enhance the viability of Monitoring...
Leads and manages the Trader business management functional area and overall operation of a diverse group in an area of moderate risk, complexity or scope. Ensures an integrated approach with...
Partner with the Business, Risk and Change Delivery to approve Change Risk Assessments. Partner with the Business, Risk and Change Delivery to manage the New Business and Product Approval process....
Ensures all securities are settled accurately, on a timely basis, and are properly allocated by overseeing; Fixed Income (US), Money Market, and Correspondence clearing operations area. Assists in all settlement...
Use Intex DealMaker, creating a model that will be distributed to Investors to assist them with their investment decisions. Provide a detailed comparative analysis of the recommendations for inclusion into...
Develop and design annual and cycle-based Compliance Testing and Monitoring plans. Execute the annual Compliance Testing plan. Determine test scopes, and design and develop effective test strategies and approaches. Prepare...
Communicates with programmers to ensure understanding of business processes and requirements of the users. Works with programmers to ensure that the delivered system matches the specified features and functions. Assesses...
Assist with developing and overseeing the Compliance Monitoring program. Collaborate with colleagues globally to develop and enhance ongoing and potential Monitoring Activities ("MA"). Evaluate and enhance the viability of Monitoring...
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