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Trade Surveillance Vice President Compliance jobs at Td Bank in United States, New York
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23 jobs found
24.04.2025
TB
Td Bank Senior Compliance Officer - Issues Management & Program Repo... United States, New York, New York
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Description:Full job details
Facilitate the TD Securities US Issues Management process, to include Issue logging, reporting, and escalations using our internal issues management tool. Maintain the new Issues Management dashboard, which is intended...
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24.04.2025
TB
Td Bank Vice President - Financial Sponsors Investment Banking TDS U... United States, New York, New York
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Leveraged buyouts, sell-side and buy-side M&A mandates. Financing and debt advisory mandates. Common, preferred and structured equity solutions. Financial restructuring and related transactions. Develops transaction ideas and discusses appropriate context...
24.04.2025
TB
Td Bank Communication / Retention Surveillance Engineer US United States, New Jersey
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KEY ACCOUNTABILITIESInteract with governance and control groups, (e.g.regulatory/operationalrisk, compliance and audit) to consult on risk issues/items related to Compliance Journaling process, technology and toolsCollaborate with Compliance stakeholder teams to understand...
24.04.2025
TB
Td Bank Vice President – US Markets Investment Banking Compliance Ad... United States, New York, New York
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Provide day-to-day strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of equity and debt securities. Assist in the development and build...
23.04.2025
TB
Td Bank Vice President - Compliance Monitoring Testing United States, New York, New York
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Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis to harmonize with the overall rules inventory, control and business mappings...
23.04.2025
TB
Td Bank MD TDS Global Compliance Initiatives Lead United States, New York, New York
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Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required. Responsible for...
23.04.2025
TB
Td Bank Vice President / Director Global Electronic United States, New York, New York
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Description:Full job details
Manage day-to-day business operations, working closely with all relevant stakeholders to ensure projects, initiatives and processes address both immediate business needs as well as long-term strategic priorities. Represent the Global...
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Description:Full job details
Facilitate the TD Securities US Issues Management process, to include Issue logging, reporting, and escalations using our internal issues management tool. Maintain the new Issues Management dashboard, which is intended...
These jobs might be a good fit
Find your dream job in the high tech industry with Expoint. With our platform you can easily search for Trade Surveillance Vice President Compliance opportunities at Td Bank in United States, New York. Whether you're seeking a new challenge or looking to work with a specific organization in a specific role, Expoint makes it easy to find your perfect job match. Connect with top companies in your desired area and advance your career in the high tech field. Sign up today and take the next step in your career journey with Expoint.