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Compliance Officer Regulatory Relations Core jobs at Td Bank in United States, New York
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72 jobs found
30.08.2025
TB
Td Bank Compliance Officer Regulatory Relations Core United States, New York, New York
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Assist with the coordination of examinations and inquiries by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for...
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30.08.2025
TB
Td Bank Sr Compliance Officer - Monitoring & Oversight TD Securities United States, New York, New York
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Assist with developing and overseeing the Compliance Monitoring program. Collaborate with colleagues globally to develop and enhance ongoing and potential Monitoring Activities ("MA"). Evaluate and enhance the viability of Monitoring...
30.08.2025
TB
Td Bank Short Term Assignment - VP Regulatory Supervisory Management... United States, New York, New York
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Leads and manages the Trader business management functional area and overall operation of a diverse group in an area of moderate risk, complexity or scope. Ensures an integrated approach with...
21.08.2025
TB
Td Bank Vice President Compliance - Monitoring & Testing TD Securiti... United States, New York, New York
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Develop and design annual and cycle-based Compliance Testing and Monitoring plans. Execute the annual Compliance Testing plan. Determine test scopes, and design and develop effective test strategies and approaches. Prepare...
21.08.2025
TB
Td Bank Director Compliance Global Control Room - United States, New York, New York
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Equity Aggregation: Oversee the TDS Equity Aggregation portfolio within the Global Control Room. Review and update procedures and work with key stakeholders across the different TD Bank entities and systems...
21.08.2025
TB
Td Bank Compliance Oversight Manager-EPOCH United States, New York, New York
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Works independently and is accountable for managing a specialized Compliance function or area. Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where...
21.08.2025
TB
Td Bank Compliance Manager Trade Surveillance - United States, New York, New York
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Reporting: With the Head of Surveillance Initiatives and Portfolio Management and key stakeholders: assist with leading surveillance oversight /governance committees for Trade Surveillance; report on the status of surveillance remediation...
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Description:Full job details
Assist with the coordination of examinations and inquiries by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for...
These jobs might be a good fit
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