Regional Supervision Risk Officer - Pnc Investments jobs at Pnc
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570 jobs found
19.07.2024
PNC
PNC Regional Supervision Risk Officer - PNC Investments United States, New Jersey
Licensing requirements: FINRA series 7, 66 (or equivalent 63/65), 24 (or equivalent 9/10). Partners with regulatory risk manager to execute regulatory risk initiatives including setting up, building and monitoring initiatives....
Licensing requirements: FINRA series 7, 66 (or equivalent 63/65), 24 (or equivalent 9/10). Partners with regulatory risk manager to execute regulatory risk initiatives including setting up, building and monitoring initiatives....
Supports day-to-day administrative soundness of a particular region(s) by providing administrative support. Supports regional/market leadership by preparing and distributing reports to support their particular line of business. Acts as a...
Manages and directs a team to achieve business results and customer experience goals. May have direct sales and client responsibilities. Oversees the execution of strategy. Leads and coordinates the daily...
Manages and directs a team to achieve business results and customer experience goals. May have direct sales and client responsibilities. Oversees the execution of strategy. Leads and coordinates the daily...
Licensing requirements: FINRA Series 99 or other qualifying exam required. Territory Supervisory Manager ONLY: FINRA Series 7, 8, (or 9,10 or 4,10 or 4,53,24) and 66 (or 63, 65). ....
Provides sales, service and execution support for new and ongoing client relationships. Gathers required documentation. Prepares, reviews and verifies documents and relevant information for accuracy. Performs common processing and ensures...
Licensing requirements: FINRA series 7, 66 (or equivalent 63/65), 24 (or equivalent 9/10). Partners with regulatory risk manager to execute regulatory risk initiatives including setting up, building and monitoring initiatives....
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