Regional Supervision Risk Officer Rso - Pnc Investments jobs at Pnc in United States, Cleveland
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Licensing requirements: FINRA series 7, 66 (or equivalent 63/65), 24 (or equivalent 9/10). Partners with regulatory risk manager to execute regulatory risk initiatives including setting up, building and monitoring initiatives....
Licensing requirements: FINRA Series 99 or other qualifying license. Oversees operations workflow and assists team with executing transactions/processes. Manages direct reports on the operations team. Manages and is responsible for...
Executes complex transactions/processes utilizing standard procedures. May have specific responsibility for one or multiple specialized products or functional areas. Processes and/or reconciles complex transactions of varying risk and financial value...
Executes complex transactions/processes utilizing standard procedures. May have specific responsibility for one or multiple specialized products or functional areas. Processes and/or reconciles complex transactions of varying risk and financial value...
Licensing requirements: FINRA Series 7 and 24 required. In addition, a combination of the following licenses will be required based on the department within PNC Investments' Product Group: FINRA Series...
Licensing requirements: FINRA Series 99 or other qualifying exam. Oversees operations workflow and assists team with executing complex transactions/processes. Monitors and coordinates operations workflow and resolves escalated issues. May process...
Executes complex transactions/processes utilizing standard procedures. May have specific responsibility for one or multiple specialized products or functional areas. Processes and/or reconciles complex transactions of varying risk and financial value...
Licensing requirements: FINRA series 7, 66 (or equivalent 63/65), 24 (or equivalent 9/10). Partners with regulatory risk manager to execute regulatory risk initiatives including setting up, building and monitoring initiatives....
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