Finra Supervisory Principal - Pnc Investments jobs at Pnc in United States, Cleveland
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Company (1)
Job type
Job categories
Job title (1)
United States
State
Cleveland
8 jobs found
28.05.2025
PNC
PNC Vendor Management/Invoicing Analyst - PNC United States, Ohio, Cleveland
Directs the research, discovery, collection and interpretation of business requirements. Participates in the development and review of complex processes and procedures, workflow analytics and reporting. May provide senior level consultation...
Oversees operations workflow and assists team with executing complex transactions/processes. Monitors and coordinates operations workflow and resolves escalated issues. May process and/or reconcile transactions of varying risk and financial value...
Licensing requirements: FINRA Series 99 or equivalent exam. Oversees operations workflow and assists team with executing complex transactions/processes. Monitors and coordinates operations workflow and resolves escalated issues. May process and/or...
Licensing requirements: FINRA Series 99; PNCI Supervision - FINRA Series 7, 24 (or 9/10), 66 (or 63/65) . Participates in the development of the operations strategy. Executes operating plan and...
Leads or supports client management activities with clients and prospective clients. Responsible for the development and execution of a relationship management plan to acquire and retain clients. Is accountable for...
Executes complex transactions/processes utilizing standard procedures. May have specific responsibility for one or multiple specialized products or functional areas. Reconciles complex transactions of high risk and financial value in accordance...
Plans the execution of compliance programs to prevent illegal, unethical, or improper business practices. Develops ability to constructively challenge conclusions/status quo. Supports key business initiatives by analyzing data to identify...
Directs the research, discovery, collection and interpretation of business requirements. Participates in the development and review of complex processes and procedures, workflow analytics and reporting. May provide senior level consultation...
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