Compliance Program Advisor Senior - Chief Operating Officer jobs at Pnc in United States, Cleveland
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United States
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Cleveland
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PNC
PNC Operations Work Lead Senior - PNC Investments United States, Ohio, Cleveland
Licensing requirements: FINRA Series 99 or other qualifying exam. Oversees operations workflow and assists team with executing complex transactions/processes. Monitors and coordinates operations workflow and resolves escalated issues. May process...
Licensing requirements: FINRA Series 99 or other qualifying exam. Oversees operations workflow and assists team with executing complex transactions/processes. Monitors and coordinates operations workflow and resolves escalated issues. May process...
Communicates effective compliance programs to identify and prevent illegal, unethical, or improper business practices. Serves as a trusted advisor to business leadership on compliance matters. Provides resolutions to manage and...
Collaborates cross-functional teams to improve business planning methods. Executes key business initiatives and growth strategies and programs that will drive line of business objectives. Demonstrates commitment to quality by delivering...
Directs the research, discovery, collection and interpretation of business requirements. Participates in the development and review of complex processes and procedures, workflow analytics and reporting. May provide senior level consultation...
Provides financial and regulatory reporting and analyses to maintain adequate controls over the financial and regulatory reporting processes. Responsible for running complex business performance, risk and operational analytics. May include...
Conducts execution of internal audit plan by leading or conducting financial, compliance or operational audit projects including the examination and evaluation of the adequacy of internal controls. Independently executes audit...
Licensing requirements: FINRA Series 99 or other qualifying exam. Oversees operations workflow and assists team with executing complex transactions/processes. Monitors and coordinates operations workflow and resolves escalated issues. May process...
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