Jp Morgan Wealth Management - Central Supervisory jobs at Jpmorgan in United States, Tempe
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United States
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Tempe
26 jobs found
24.12.2024
JPM
JPMorgan JP Morgan Wealth Management - Central Supervisory United States, Arizona, Tempe
Review next-day trades to ensure compliance with FINRA rules and industry regulations. Evaluate and document trades flagged as exceptions for suitability. Assess the suitability of select new accounts and products....
Assist clients and prospects with brokerage accounts and uncover investment needs with a focus on delivering an exceptional client experience over the telephone. Discuss Individual Retirement Accounts, such as Traditional...
Assist clients and prospects with brokerage accounts and uncover investment needs with a focus on delivering an exceptional client experience over the telephone. Discuss Individual Retirement Accounts, such as Traditional...
Grow revenue by successfully prospecting and sourcing new treasury management business while retaining and expanding existing customer relationships. Create strategic dialogues around key client-centric issues, incorporating best practices, industry benchmarking,...
Work as a team with other associates to support a group of Advisors book of business including but not limited to facilitating accurately and timely operational requests such as account...
Assist clients and prospects with brokerage accounts and uncover investment needs with a focus on delivering an exceptional client experience over the telephone. Discuss Individual Retirement Accounts, such as Traditional...
Review existing collateral and loan documentation to identify errors, omissions, or other deficiencies, and remediate as needed and to the extent possible. Obtain current financial information and collateral valuation(s) in...
Review next-day trades to ensure compliance with FINRA rules and industry regulations. Evaluate and document trades flagged as exceptions for suitability. Assess the suitability of select new accounts and products....
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