Compliance-monitoring/testing Senior Officer-associate jobs at Jpmorgan in United States, Plano
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Company (1)
Job type
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Job title (1)
United States
State
Plano
257 jobs found
14.09.2024
JPM
JPMorgan Compliance-Monitoring/Testing Senior Officer-Associate United States, Texas, Plano
Perform on-site compliance examinations of broker-dealer and investment advisory business to determine adherence to JPMorgan Securities policies and procedures. Develop scope, process flows, design evaluation, testing evaluations to ensure risk...
Perform on-site compliance examinations of broker-dealer and investment advisory business to determine adherence to JPMorgan Securities policies and procedures. Develop scope, process flows, design evaluation, testing evaluations to ensure risk...
Collaborate with other Assessments & Exercises team members to conduct testing and simulations – such as penetration tests, technical controls assessments, cyber exercises, or resiliency simulations, and contribute to the...
May manage either directly or indirectly small teams of individual contributors. Provides input and guidance to the structure and terms of the credit products. Performs in-depth credit analysis of opportunities...
Manage a team of Quality Analysts who perform assessments to ensure accuracy of each transaction. Responsible for overall quality of work for the production and quality analysts, reduce portfolio risk,...
Accountable for timely portfolio management while maintaining quality expectations. Manage client and partner expectations and understanding in a consultative way. Exhibit ownership of KYC/AML experience and client experience. Demonstrate knowledge...
Partners with the Product Manager to identify new product opportunities that reflect the needs of our customers and the market through user research and discovery. Considers and plans for upstream...
Perform on-site compliance examinations of broker-dealer and investment advisory business to determine adherence to JPMorgan Securities policies and procedures. Develop scope, process flows, design evaluation, testing evaluations to ensure risk...
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