Compliance- Monitoring/testing Lead- Associate jobs at Jpmorgan in United States, Plano
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Company (1)
Job type
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Job title (1)
United States
State
Plano
397 jobs found
17.08.2024
JPM
JPMorgan Compliance- Monitoring/Testing Lead- Associate United States, Texas, Plano
Perform on-site compliance examinations of broker-dealer and investment advisory business to determine adherence to JPMorgan Securities policies and procedures. Develop scope, process flows, design evaluation, testing evaluations to ensure risk...
Perform on-site compliance examinations of broker-dealer and investment advisory business to determine adherence to JPMorgan Securities policies and procedures. Develop scope, process flows, design evaluation, testing evaluations to ensure risk...
Coordinate with business units and leaders to ensure the Third Party Continuous Monitoring (TPCM) operations capability continuously fulfills business requirements. Mature tactical operations capabilities in order to provide granular visibility...
Lead the Area Product Group for Relational Intelligence Platform accountable for the overall delivery. Envision requirements, partnering closely with Business owners and engineering teams from solutioning through implementation for the...
Understand the key processes and controls performed related to wholesale lending. Perform independent assessment of operational risks through CCOR's Operational Risk Framework. Calibrate view points and present findings to the...
Support the continued expansion of the CCOR Technology and Cyber Resiliency Risk Program, including interconnectedness between other Operational Resiliency domains (Business, Third Party, Data, Sites, etc.). Perform Technology, Cyber, and...
Create a proactive Employee Compliance risk and control culture that leverages proven evaluation strategies and sound change management protocols. Participate in the assessment of policy changes and legal obligation impacts...
Perform on-site compliance examinations of broker-dealer and investment advisory business to determine adherence to JPMorgan Securities policies and procedures. Develop scope, process flows, design evaluation, testing evaluations to ensure risk...
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