Compliance - Executive Regulatory Briefings Senior Associate jobs at Jpmorgan in United States, New York
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919 jobs found
30.08.2024
JPM
JPMorgan Compliance - Executive Regulatory Briefings Senior Associate United States, New York, New York
Manage primary responsibility and ownership for executive briefings for Board, Operating Committee and other senior management meetings with regulators. Have the ability project manage the high volume number of briefings...
Advise, influence, and challenge the accountable LOB or Function lead and other exam partners in preparation for, and engagement in, regulatory engagements. Lead regulatory examinations through the exam lifecycle, as...
Work closely with key stakeholders including Legal and support the business by providing advisory capability. Review existing and upcoming regulations and advise the business of the impact of the regulatory...
Act as the gatekeeper of all contact with the public, clients and staff coming through the executive’s office. Provide general office support to include phone coverage, printing, etc. Manage extensive...
Lead regulatory examinations impacting the CDAO through the entire exam lifecycle, as well as ongoing monitoring engagements. Support relationship with the Firm’s regulators, directly in the US, and through coordination...
Serve as primary legal contact for guidance related to certain financial products, including investment advisory programs and brokerage products and their distribution. Interpret existing, contemplated, and proposed laws, rules, and...
Manage primary responsibility and ownership for executive briefings for Board, Operating Committee and other senior management meetings with regulators. Have the ability project manage the high volume number of briefings...
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