Compliance - Surveillance Lead Vice President jobs at Jpmorgan in United States, Jersey City
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United States
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Jersey City
311 jobs found
13.07.2024
JPM
JPMorgan Compliance - Surveillance Lead Vice President United States, New Jersey, Jersey City
Conduct lexicon-based reviews, certain targeted reviews, and ad hoc reviews of employee electronic communications (e.g. emails, Bloomberg chats, etc) and voice communications. Review and analyze communications and related information to...
Conduct lexicon-based reviews, certain targeted reviews, and ad hoc reviews of employee electronic communications (e.g. emails, Bloomberg chats, etc) and voice communications. Review and analyze communications and related information to...
Perform analysis to identify major issues and actionable opportunities, design potential solutions and oversee execution of regulatory change processes. Develop management, stakeholder, and regulator presentations in order to communicate issues,...
Perform on-site compliance examinations of broker-dealer and investment advisory business to determine adherence to JPMorgan Securities policies and procedures. Develop scope, process flows, design evaluation, testing evaluations to ensure risk...
Identify technology operational risks related to the root cause of production issues that disrupt technology services For Asset and Wealth Management. Identify operational risks associated with large and/or impactful change...
Analyze complex/unstructured data to understand the business problem and use case. Analyze business requirements, design, and develop appropriate methodology. Develop deployable, scalable and effective models/ analytical methods as part of...
Support continued expansion of the Compliance, Conduct, Operational Risk (CCOR) Resiliency Risk Program, including interconnectedness between various Operational Resiliency domains (Business, Third Party, Data, Sites, etc.). Assess and challenge the...
Conduct lexicon-based reviews, certain targeted reviews, and ad hoc reviews of employee electronic communications (e.g. emails, Bloomberg chats, etc) and voice communications. Review and analyze communications and related information to...
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