Regulatory Compliance Cat Applications Support jobs at Jpmorgan in India, Mumbai

As an Associate Global Market Strategist in the Global Market Insights Team based in Hong Kong, you will assist the broader APAC team in formulating and disseminating JP Morgan Asset Management's view on the markets, economies and investing to a broad audience including financial institutions, financial advisors and retail clients. You are expected to have a solid understanding of capital markets and strong background in data analysis and competences in coding, as well as being an effective presenter.

Job responsibilities

• Processing and analyzing economic and financial market data to produce the Guide to the Market Asia and associated research publications under the Market Insights brand.
• Innovating and enhancing current processes in data compilation and illustration.
• Conduct research and analysis on economic and financial market developments and generate investment recommendations.
• Present economic and market analysis, and investment recommendations to key stakeholders.

Required qualifications, capabilities, and skills

• Strong data analytical skills with econometric or statistics background.
• Competences in coding (Python) and programming is a requirement. Familiarity with data sources such as Bloomberg, FactSet, Reuters, etc.
• Advanced degree in Finance or Economics and/or CFA (level 1 or further).
• Fluent in English, Mandarin and/or Cantonese
• Strong communications skills in both impactful writing and presenting in virtual and in-person formats. Ability to communicate ideas with passion and clarity (simplify the complex/use of stories and analogies).

Job summary:

As the Compliance Risk Management Lead in the Compliance team, you will be responsible for regulatory Compliance Coverage for JP Morgan India Pvt. Ltd.

Job responsibilities:

• Responsible for implementation of compliance framework for JPMIPL.
• Act as the Compliance Officer and Principal officer for JPMIPL.
• Responsible for regulatory guidance and advisory to the business/operations teams and other stakeholders regarding regulatory changes as well as existing regulations.
• Evaluate compliance with relevant regulations, including AML, KYC (impacting the regulatory licenses held by JPMIPL), monitor and identify issues or gaps.
• Provide updates to the board on regulatory developments
• Engage with SEBI, Exchanges and relevant regulatory authorities for exam/ inspection and other RFIs as well as for regulatory clarifications.
• Participate in various advocacy initiatives with SEBI and exchanges.
• Handle the escalation of alerts from Trade surveillance team as well as alerts from exchanges.
• Review policies pertaining to JPMIPL based on regulatory changes / requirements.
• Work with various regional teams and provide them with necessary updates regarding local regulations.
• Represent compliance on various legal entity governance forums

Required qualifications, capabilities, and skills:

• Bachelor’s Degree in Finance, Economics, Statistical Mathematics, Data Science or equivalent/related disciplines
• 10 plus years of experience in the Financial Services Industry with a demonstrated track-record experience and knowledge of Broking and Investment Banking compliance, including proficient understanding of India AML/CFT regulations and requirements

Preferred qualifications, capabilities, and skills:

• Chartered Accountant, Master’s degree, LLB, Company Secretary or other closely related professional qualification will be beneficial.
• Experience in handling regulatory investigations is an advantage

Competencies:

• Ability to develop and maintain productive relationships with key internal clients across all levels.
• A solution driven approach, with exemplary problem solving skills;
• Good analytical ability.
• Ability to own, deep-dive and/or investigate issues and can derive solutions independently, ultimately ensuring successful implementation or resolution
• Experienced with Mantas, technology driven case management tool and/or technology will be preferred and require proficiency in MS Office (Outlook, Excel, Word, PowerPoint etc.), and the experience to handle large volumes of quantitative data
• Ability to work effectively alone and as part of a team, at a local and regional level
• Strong interpersonal or client management skills required to work effectively, influence and/or negotiate desired outcomes with multiple stakeholders and/or senior management
• Good written and verbal communication skills.

As a Client Solutions Architect within the Digital & Design team, you will support the adoption of solutions for clients with complex challenges. Leveraging your technical expertise, you will develop Digital Channels solutions that add value to clients, track product usage, and ensure results are realized. You will serve as a subject matter expert, supporting client engagements globally across various channel functions, including client advisory, technical solutioning, and product demonstrations.

Job Responsibilities:

• Being a Digital Solutions Specialist covering Europe, Middle East, and Africa (EMEA).
• Serve as a subject matter expert across digital channels, including Online, Mobile, Host-to-Host, APIs, and emerging technologies.
• Collaborate with Treasury Sales Teams, Corporate Bankers, and Clients to design and deliver multi-channel technical integration solutions.
• Contribute expertise to client roundtables, strategy workshops, and white-boarding sessions.
• Support Sales and proposal teams in responding to complex RFPs and RFIs.
• Deliver product demos and solution presentations, both online and in-person.
• Provide training and support on new product/channel capabilities.
• Offer market feedback to Product Managers on functionality needs and competitive landscape.
• Partner with product leads throughout the product development lifecycle.
• Contribute to marketing strategy and communications plans.
• Represent the organization at client conferences and trade shows.

Required Qualifications, Capabilities, and Skills:

• Highly motivated individual with a relevant business and technical background.
• Demonstrated experience in Treasury, Cash Management, or technical Product Management roles.
• Strong knowledge of payments industry and digital channels, including Online, Mobile, Host-to-Host, EBICS, Swift and APIs.
• Knowledge of Finance and Banking integration aspects of ERP and TMS platforms.
• Ability to articulate customer needs and turn requirements into actionable solutions.
• Strong relationship-building skills with clients and cross-functional partners.
• Degree and/or relevant experience.

Preferred Qualifications, Capabilities, and Skills:

• Proven executive management presentation skills and experience leading technology demonstrations.
• Experience with technical standards across payments and cash management domains.
• German (and additional European) language skills
• Excellent organizational, time management, and planning skills.

Are you ready to make a meaningful impact in the world of regulatory compliance and labor law? As a Licensing and Regulatory Management Associate, you’ll play a pivotal role in ensuring our organization’s adherence to Indian regulatory requirements, driving excellence in compliance, and leading innovative technology initiatives. This is your opportunity to collaborate with senior stakeholders, manage complex regulatory challenges, and shape the future of compliance through digitization and process transformation.

Job Summary

As the Licensing and Regulatory Management Associate within our team, you will be responsible for overseeing and managing regulatory reporting obligations, ensuring timely and accurate submissions to various regulatory bodies, primarily under labor laws. You will engage with senior internal and regulatory stakeholders, manage challenging conversations on complex compliance and regulatory issues, and lead technology initiatives to ensure compliance with applicable Indian laws and regulations. This role offers the opportunity to play a critical role in monitoring the regulatory change landscape and promoting key projects to successful closure.

Job responsibilities

• Oversee and manage regulatory reporting obligations, ensuring timely and zero-defect submissions to regulatory bodies
• Facilitate timely regulatory submissions, including applications for licenses, renewals, and returns for labor laws
• Track regulatory obligations applicable to the India entity and ensure compliance with relevant regulations.
• Manage regulatory inspections, respond to regulatory notices and ensure timely closure.
• Engage with senior internal and regulatory stakeholders, managing challenging conversations on complex compliance and regulatory issues.
• Establish and maintain good relations with key regulatory authorities, demonstrating the ability to influence challenging discussions positively.
• Exercise Risk and Control policy procedures, extending critical support to ensure adherence to Indian laws and regulations.
• Identify, solution, and track operational risks, ensuring the strengthening of governance and controls on regulatory and licensing processes.
• Run initiatives to ensure external vendors comply with statutory labor law requirements.
• Manage technology upgradation initiatives, process mapping, and compliance process management with updates based on digitization and integration models, including oversight over online submissions across several regulators.
• Front-end internal stakeholder reporting and management, achieving key objectives and managing the function's deliverables.

Required qualifications, capabilities and skills

• Law graduate / post graduate with strong understanding of Indian regulatory requirements and labor laws.
• Excellent stakeholder management and communication skills.
• Ability to lead technology initiatives and manage complex projects.
• Strong analytical and problem-solving skills.
• Experience in managing teams and driving strategic initiatives

Preferred qualifications, capabilities and skills

• Experience / Certification in Artificial Intelligence / Machine Learning projects

Empower client success through expert technical support, process innovation, and continuous improvement in transmission services.

Job Summary

As a Transmission Support Specialist within the Transmission Support Team, you will provide comprehensive technical and transactional support via phone and email. You will be responsible for completing daily tasks, leading and participating in departmental projects, and driving continuous improvement to better serve clients and internal partners. This role challenges you to learn new skills, challenge the status quo, and contribute to the team’s evolution.

Job Responsibilities

• Own and resolve client and internal partner inquiries received via phone, email, and internal case transfer in a timely manner.
• Accurately document and follow up on all inquiries, ensuring thorough and timely communication.
• Deliver exceptional client experiences while maintaining business requirements and advocating for client needs.
• Escalate issues promptly, adhering to defined escalation procedures and ensuring resolution.
• Provide telephone hotline and email support to JP Morgan Access users, including proactive outreach to address processing errors or platform changes.
• Monitor the group mailbox, assign email inquiries for investigation, and manage case volumes and aging according to the playbook.
• Partner with leadership, team members, and business partners to resolve client issues, support policy and training development, and participate in special projects.

Required Qualifications, Skills and Capabilities

• Strong communication skills with the ability to deliver clear and concise information via phone, email, and chat.
• Demonstrated ability to manage multiple tasks, prioritize effectively, and ensure timely completion of responsibilities.
• Proven experience in case management, including documentation, follow-up, and escalation.
• Ability to independently develop business and application knowledge to maintain effectiveness in the role.

Preferred Qualifications, Skills and Capabilities

• Experience providing technical or transactional support in a financial services environment.
• Familiarity with JP Morgan Access or similar platforms and related product knowledge.
• Background in training delivery, such as new hire or product upskill training.
• Track record of contributing to process improvements and coaching peers on technical or product knowledge.

Job Summary

As a Compliance Reporting Lead within our team, you will play a pivotal role in ensuring that client rules align with investment agreements and adapt to regulatory changes. You will act as a change agent, providing technical expertise for compliance projects and ensuring proper rule coding. Your role will involve developing innovative solutions tailored to client needs, maintaining and updating fund rules, and assisting in breach resolution. You will need to stay informed on industry practices and regulations, and focus on solving complex client requests, interpreting investment mandates, and coding rules. A strong understanding of financial instruments, including derivatives, is essential.

Job Responsibilities

• Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients
• Ensure that rules are established in accordance with the Client Investment Agreement and adapt them as needed based on regulatory changes.
• Serve as a change agent by providing technical expertise for key compliance reporting projects, offering a comprehensive view of rule coding and identifying any breaches.
• Develop innovative solutions to meet client requirements, including coding within the Compliance Reporting application, while optimizing the existing rule library.
• Understand and address specific client nuances to deliver appropriate and optimal solutions that meet their objectives.
• Maintain and update existing fund rules within the system, adapting solutions to meet the evolving needs of clients in a timely manner.
• Align client requirements with system capabilities and perform necessary maintenance on client accounts.
• Investigate breaches of investment guidelines with investment managers to assist clients in resolving issues, while staying informed about industry practices, product developments, and regulatory changes.
• Focus on solving complex technical requests for global clients, interpreting investment mandates to identify and code rules, and possessing or quickly acquiring knowledge of various financial instruments, including derivatives.

Required Qualifications, Skills and Capabilities:

• Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) and experience financial instruments
• The successful candidate would have the following key attributes, demonstrated by suitable experience:
  • Coding or report writing experience, with logic-based database systems
  • Excellent financial market and instrument knowledge
  • Compliance reporting product knowledge
• All candidates must have:
  • Excellent written and verbal communication