Investment Compliance jobs at Jpmorgan in India, Mumbai
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India
Mumbai
44 jobs found
23.07.2025
JPM
JPMorgan Compliance Risk Management - Associate/ Vice President India, Maharashtra, Mumbai
Responsible for implementation of compliance framework for JPMSI. Act as the Principal officer for JPMSI, which includes AML/KYC coverage. Responsible for regulatory advisory to the business/operations teams and other stakeholders....
Aid in the review of client exceptions and deep dives. Identify risk issues, trends and outliers. Perform reviews into such areas to identify gaps, recommend risk mitigation strategies and document...
Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients. Ensure that rules are established in accordance with the Client Investment Agreement and adapt...
Conduct comprehensive testing processes, ensuring all activities are completed accurately and on time, while adhering to the firm's highest risk priorities. Utilize advanced analytical thinking to identify control coverage gaps...
Participate in all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow up and verification of issue closure, in close partnership with...
Lead the development and execution of comprehensive testing strategies, ensuring alignment with regulatory requirements and firm policies. Oversee the assessment of the control environment, identifying control gaps, verifying control effectiveness,...
Perform in-depth industry, market & competitor research on a wide range of public & private entities. Conduct extensive financial analysis and working capital benchmarking of clients along with ability to...
Responsible for implementation of compliance framework for JPMSI. Act as the Principal officer for JPMSI, which includes AML/KYC coverage. Responsible for regulatory advisory to the business/operations teams and other stakeholders....
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