Wholesales Kyc Middle Office - Analyst jobs at Jpmorgan in China, Kowloon
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Monitor post-trade activities to ensure compliance with investment guidelines. Investigate and resolve any compliance breaches with stakeholders. Communicate effectively with clients, providing clear and timely updates. Interpret investment mandates to...
Manage new business and KYC periodic refresh requests liaising with Front Office and facilitating the KYC process. Act as an SME and Due Diligence expert to guide clients through the...
Manage the work flow, scheduling of assignments and quality control through the review and approval process of accounting and securities records for each fund administered. Ensure all prescribed controls have...
Trade capture and booking equity derivatives e.g. Listed Futures and Options, Equity Swaps, ETFs, ADRs/GDRs, FX, Vanilla and Exotics OTC Products, Structures Notes, Warrants, Certificates including New Issuances, Increase /...
Produce periodic actual and forecast reports and variance analysis for internal MIS and external regulatory purposes. Present actual and forecast results, variances, methodologies, and controls to business heads and stakeholders....
Provide client services on queries related to any post trade activities including new trades issuances, lifecycle events, etc. to a variety of clients across corporate clients, institutional investors, hedge funds,...
Ensure timely and accurate completion of Control checkpoints, Client Instructions and Queries on a daily basis. Escalation to internal and external parties whenever required. Review and, where necessary, update existing...
Monitor post-trade activities to ensure compliance with investment guidelines. Investigate and resolve any compliance breaches with stakeholders. Communicate effectively with clients, providing clear and timely updates. Interpret investment mandates to...
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