Wealth Management Kyc Analyst jobs at Jpmorgan in China, Kowloon
JPMorgan Equity Derivatives Trade Support - Analyst / Associate China, Hong Kong, Kowloon
Share
As an Equity Derivatives Trade Support Associate within the Equity Derivatives Middle Office, you will be providing operational support to equity derivatives traders based in Hong Kong, specifically for the APAC Volatility trading business. Your responsibilities will include maintaining strict controls over daily trading activities and reconciliations. You will be part of a collaborative team that works closely with trading, sales, client servicing, business managers, product control, legal, compliance, settlement, and control teams.
Job responsibilities
- Trade capture and booking equity derivatives e.g. Listed Futures and Options, Equity Swaps, ETFs, ADRs/GDRs, FX, Vanilla and Exotics OTC Products, Structures Notes, Warrants, Certificates including New Issuances, Increase / Unwinds and Corporate Action adjustment
- Ensure all transactions are capture timely and accurately in the Risk Management Systems
- Complete intraday / end-of-day processes including completeness and reconciliation checks to ensure capture of new trading activity and general book management has been processed accurately
- Work closely with Operations functions and infrastructure groups to support a ‘one team approach
- Have clear and concise communication with all support teams to ensure the timely and efficient resolution of queries
- Ensure all controls are diligently performed, completed, and signed-off on a timely basis
- Ensure regulatory obligations are fulfilled and participate to changes with regulation
- Collaborate with Sales, trading and business management for any new business opportunities and help designing controls and process
- Participate and contribute to the various strategic initiatives; keep improving and evolving processes and business architecture
- Build an in-depth understanding of all trading structures from both a financial and operational perspective
Required qualifications, capabilities, and skills
- Minimum of 2 years’ experience in a middle office function supporting relevant role relating to Equity Derivatives
- Strong proficiency with MS Office and the ability to pick up complex systems architecture easily
- Strong Product knowledge on Equity Derivative Products, in particular – Equity Swaps, Options, Futures, ETFs
- Knowledge of the front to back Operations process (including the key elements such as confirmations, settlements, regulatory reporting) and facilitate issue resolution across teams
- Understand the key elements of other infrastructure groups (i.e. Finance, Market risk, Credit risk, Operational risk, Legal, Collateral etc.) and recognize the impact of the actions of the Trade support team on these areas
- Exceptional attention to detail
- Strong communication and interpersonal skills
- Problem solving skills
- Positive attitude; solid business acumen; strong level of professionalism
- Excellent organizational skills and the ability to multi-task in a high-pressure environment to ensure tasks are dealt with appropriately within timely manner; maintaining a high level of client service, while at all times adhering to controls and policies of the business.
- Great team player able to work in a pressurized and evolving environment
Preferred qualifications, capabilities, and skills
- Ability to pick up complex systems architecture easily
- Knowledge of VBA / SQL and experience with digital tools such as Xceptor, Alteryx, Tableau, Robotics, etc. and language skills such as Mandarin would be an asset
These jobs might be a good fit
JPMorgan Wholesales KYC Operations - Project Manager Associate China, Hong Kong, Kowloon
Share
Job responsibilities:
- Lead complex, cross-functional projects, aligning results with business strategy and priorities.
- Develop and manage project scope, plans, and workstreams, ensuring resource allocation and milestone achievement.
- Engage and influence stakeholders, fostering collaboration and resolving project execution issues.
- Apply strategic thinking to document current vs. target states, evaluate impacts, and make informed decisions.
- Facilitate requirement walkthroughs with Subject Matter Experts, ensuring robust solutions meet business and regulatory needs.
- Enhance understanding of KYC onboarding and anti-money laundering processes to shape the operating model.
- Ensure project completion in line with Risk, Control, and firm-wide guidelines.
- Identify and implement improvements in Governance and Control activities.
Required qualifications, capabilities, and skills:
- At least 4 years of experience managing complex projects or programs
- Advanced analytical, technical, and problem-solving skills in project management
- Understanding of KYC and anti-money laundering processes in global banking
- Self-starter with excellent problem-solving skills and conflict resolution abilities.
- Strong communication skills in Mandarin, with the ability to influence, gain consensus, and communicate with stakeholders in the Greater China region
- Experience managing diverse teams, focusing on delegation and inclusivity.
- Proficiency in Excel, PowerPoint, Visio, and digital platforms.
- Flexible work hours to support a global model.
Preferred qualifications, capabilities, and skills :
- Bachelor’s degree or equivalent, with professional project management certification (e.g., PRINCE 2).
- Proficiency in JIRA and Confluence; knowledge of data analytics and AI is beneficial.
- Understanding of KYC and anti-money laundering regulatory requirements in Asia Pacific, especially China.
- Encourage innovation through creative problem-solving and technology adoption.
These jobs might be a good fit
JPMorgan Asia Regional Tax Advisor Asset Management Global China, Hong Kong, Kowloon
Share
Job responsibilities
- Work autonomously as a member of the Corporate Tax team to provide regional tax advisory services across the various businesses
- Be responsible for product, transaction and platform advisory, review of new business initiatives, technical tax updates, tax compliance and general tax planning matters
- Partner closely with the line of business front office, Corporate Tax team colleagues, external advisors and functional support group personnel located both within and outside Asia to deliver technical and commercial tax advice
- Develop and manage effective controls for new products, existing global reporting regimes and work with responsible stakeholders to review and maintain oversight over existing products/ platforms/ processes
- Pursue constant and effective communication with all stakeholders
Required qualifications, capabilities, and skills
- Bachelor’s degree in Accounting, Finance, Law or a related discipline
- Minimum of 10 years of experience in tax with an accounting firm, law firm or inhouse corporate with a focus on advisory
- Strong communication (both written and verbal) and partnership skills
- Well developed analytical thinking, attention to detail and positive/ proactive attitude
Preferred qualifications, capabilities, and skills
- Knowledge of financial market products (including financial derivatives, stock brokerage, stock borrowing and lending, prime brokerage), fund management industry, common fund structures (including related portfolio taxes/treaty entitlements), and reporting regimes such as FATCA/ CRS
- HK stamp duty experience on financial market products
- Knowledge of US tax principles or broad based Asia tax experience
- Proficiency in both written and verbal Chinese language skills
These jobs might be a good fit
JPMorgan Wealth Management - Investment Implementation China, Hong Kong, Kowloon
Share
As the Vice President Investment Implementation Product Manager within IPB DDT team, you will play a key role in leading the efforts to re-imagine the trading experience, ensuring an integrated end-to-end journey. Through partnership with the business, advisors, senior leaders, designers, and technologists, you will shape the digital product strategy and align priorities to ensure we’re solving our user’s biggest problems.
Job Responsibilities:
Understand client and advisor needs . Invests in a deep understanding of the business opportunity, advisor & client needs and competitive landscape to inform which initiatives and features to pursue. Participates in research to uncover advisor & client needs, and to inform feature definition so that it is relevant and useful.
Defines strategy, operating model, and roadmap to achieve vision and business goals . Owns and drives the product roadmap to meet business goals and provide a leading customer and product experience. Partners with developers and UX designers to deliver intuitive and differentiated user experience. Prioritizes and defines each feature to meet client and business goals, while also meeting control requirements.
Leads the product development lifecycle by defining requirements (in partnership with other teams), ensuring sprint inputs (e.g. design and requirements) and outputs (e.g. tested code) are as envisioned, and providing direction and smart trade off decisions for the scrum team. Collaborates with other product and requirement owners and designers to deliver end-to-end product and experience. Partner with Technology to triage issues end to end until full resolution is achieved. Communicate issue resolution to appropriate parties and escalate issue as necessary to ensure proper response.
Establish approach to pilot/rollout new capabilities , including objective/scope, communication, training/support, and feedback/metrics.
Embody true “customer-obsession” in identifying and leveraging user data, key performance metrics, industry trends, and varying forms of client and advisor feedback to shape our design and roadmap.
Develop and maintain deep relationships with delivery partners including senior leaders, Digital, Technology, Design, Operations, CAO, Servicing and control functions across the International Region.
Required qualifications, capabilities and skills:
- Bachelor’s degree in Computer Science, Mathematics or Economics or other related discipline.
- Minimum 7 years of experience in Product Management/Development, Strategy or Business Analyst role and/or with experience in wealth management, asset management, digital banking, or a closely related business leading strategic or transformational change.
- Strong understanding in trading, brokerage and/or discretionary products.
- Extensive experience in managing product delivery across multiple work streams with varying timelines, priorities and complexities, and experienced in launching new products to market.
- Sound knowledge of different technological development methodologies (e.g., Agile) and design techniques with ability to successfully lead regardless of approach.
- Dynamic team player who is self-motivated, possesses strong interpersonal and project management skills, showcasing the ability to proactively engage multiple stakeholders at all levels of seniority to drive our business agenda and operate with strong sense of urgency.
- Excellent written, communication and presentation skills, with the ability to explain complex matters in a concise and meaningful way.
These jobs might be a good fit
JPMorgan Wealth Management KYC Analyst China, Hong Kong, Kowloon
Share
Job Responsibilities:
- Analyzing portfolios including positioning, analytics and performance results
- Creating and maintaining client presentations, marketing, performance commentary, and other client communications
- Responding to ad-hoc requests from clients and internal groups
- Facilitating meetings, both external (client pitches and portfolio reviews) and internal (product development and strategy meetings)
- Partnering with client advisors on new business opportunities (represent fixed income capabilities in meetings, facilitate RFPs, pitch decks)
- Developing in-depth understanding of fixed income investment portfolios
Required qualifications, capabilities and skills
- 2+ years of experience with fixed income knowledge
- Interest in financial markets, economics and the insurance industry
- Bachelor’s degree
- Strong proficiency with PowerPoint slide creation and strong Excel skills required.
- Meet tight deadlines while possessing strong attention to detail
- Demonstrate ability to multi-task and re-prioritize quickly
- Written and verbal communication skills
- Quantitative skills - proficiency in basic financial calculations and high aptitude with numbers
- Adaptable, innovative, and results oriented, with excellent teamwork skills
- Series 7 & 63
Preferred qualifications, capabilities and skills
- Other computer skills a plus
These jobs might be a good fit
JPMorgan Asset Management - Investment Operations Associate China, Hong Kong, Kowloon
Share
As an Investment Operations Associate within Asset Management Operations Middle Office team, you will oversee the Investment Book of Record, ensuring accuracy and timely escalation of discrepancies. You will collaborate with various stakeholders to design and drive comprehensive solutions that meet business requirements. Your role is crucial in supporting the development of new products and operating models, while ensuring compliance with market and regulatory changes.
Job responsibilities:
- Oversee the Investment Book of Record to ensure any securities, derivatives and cash position discrepancies are identified and escalated to the Portfolio Managers in a timely manner
- Collaborate with various stakeholders (portfolio managers, trading desk, business management, compliance, controls, risk, client service, operations, internal and external service providers) to design and drive comprehensive solutions that meet business requirements
- Partner with Client Onboarding Management teams to set up new products and design new operating models
- Oversee offshored and outsourced activity whilst ensuring performance and service levels are met
- Keep informed of market and regulatory changes impacting the businesses and ensure processes/controls are in place to support changes
- Manage projects and initiatives, such as process improvement, business model changes, system implementation, new product or new market initiatives rollouts, and other ad hoc projects
- Ensure that a highly robust first line control framework is put in place to avoid and mitigate trading and settlement risks
Required qualifications, capabilities, and skills:
- At least Bachelor's Degree in Business, Economics, or related disciplines
- At least of 5 years of relevant experience in Middle Office and/or Investment Operations related roles
- Exceptional expertise in the investment market and familiarity of cross asset expertise in the Derivatives market, with a strong understanding of the evolving market structure and regulatory environment
- Solid derivatives product knowledge of equity and fixed income related derivatives, including but not limited to Options, Forward, IRS, CDX, CDS, CFD
- Excellent interpersonal and communication skills with good command of written and spoken English
- Ability to work in a fast-paced and hybrid environment, a “can do” attitude and the willingness to learn new applications in an ever-changing environment
- A strong team player, passionate, detail-minded and keen to develop career in asset management industry
Preferred qualifications, capabilities, and skills:
- Prior experience in Asset Management firm will be beneficial
- Fluency in Mandarin is an advantage
- Hold Chartered Financial Analyst (CFA) is an advantage
These jobs might be a good fit
JPMorgan Asset Servicing Analyst China, Hong Kong, Kowloon
Share
As an Asset Servicing Analyst in Markets Asset Servicing team within CIB Operations, your primary focus will be interacting with fast paced trading desk, facilitate asset servicing optimization strategy and manage the risks throughout end-to-end corporation actions lifecycle from announcement capture up to event completion. You will communicate corporate action events to front office trading, middle office personnels, and other operations departments to ensure timely execution of client instructions.
Job responsibilities
- Vigilant coordination with client instructions to facilitate Asset Servicing optimization strategy
- Engage with front office, middle office, settlements, cash management, custodians, etc. to proactively manage the risk of high-profile corporate action events
- Drive various process enhancement and digital tools initiatives globally and regionally
- Receive, investigate, and respond to internal queries in a timely and accurate manner
- Facilitate the completion of regular and ad-hoc client, investor, and regulatory reporting requirements in a timely, accurate, and professional manner
Required qualifications, capabilities, and skills
- Minimum of 1 year of industry experience, with proven solid experience in day-to-day operation processing
- Ability to demonstrate understanding of Asset Servicing event processing
- Strong communication skills, articulate key risk and challenge of daily processing to management
- A good team player
- Flexible and comfortable to deal with pressure and fast paced, volume driven environment
- Exhibit strong analytical and problem solving skills coupled with independent and reliable decision-making skills
- Be a self-starter, with ability to work on own initiatives and to learn quickly
- Ability to follow tight deadlines, organize, and prioritize work
These jobs might be a good fit
Share
As an Equity Derivatives Trade Support Associate within the Equity Derivatives Middle Office, you will be providing operational support to equity derivatives traders based in Hong Kong, specifically for the APAC Volatility trading business. Your responsibilities will include maintaining strict controls over daily trading activities and reconciliations. You will be part of a collaborative team that works closely with trading, sales, client servicing, business managers, product control, legal, compliance, settlement, and control teams.
Job responsibilities
- Trade capture and booking equity derivatives e.g. Listed Futures and Options, Equity Swaps, ETFs, ADRs/GDRs, FX, Vanilla and Exotics OTC Products, Structures Notes, Warrants, Certificates including New Issuances, Increase / Unwinds and Corporate Action adjustment
- Ensure all transactions are capture timely and accurately in the Risk Management Systems
- Complete intraday / end-of-day processes including completeness and reconciliation checks to ensure capture of new trading activity and general book management has been processed accurately
- Work closely with Operations functions and infrastructure groups to support a ‘one team approach
- Have clear and concise communication with all support teams to ensure the timely and efficient resolution of queries
- Ensure all controls are diligently performed, completed, and signed-off on a timely basis
- Ensure regulatory obligations are fulfilled and participate to changes with regulation
- Collaborate with Sales, trading and business management for any new business opportunities and help designing controls and process
- Participate and contribute to the various strategic initiatives; keep improving and evolving processes and business architecture
- Build an in-depth understanding of all trading structures from both a financial and operational perspective
Required qualifications, capabilities, and skills
- Minimum of 2 years’ experience in a middle office function supporting relevant role relating to Equity Derivatives
- Strong proficiency with MS Office and the ability to pick up complex systems architecture easily
- Strong Product knowledge on Equity Derivative Products, in particular – Equity Swaps, Options, Futures, ETFs
- Knowledge of the front to back Operations process (including the key elements such as confirmations, settlements, regulatory reporting) and facilitate issue resolution across teams
- Understand the key elements of other infrastructure groups (i.e. Finance, Market risk, Credit risk, Operational risk, Legal, Collateral etc.) and recognize the impact of the actions of the Trade support team on these areas
- Exceptional attention to detail
- Strong communication and interpersonal skills
- Problem solving skills
- Positive attitude; solid business acumen; strong level of professionalism
- Excellent organizational skills and the ability to multi-task in a high-pressure environment to ensure tasks are dealt with appropriately within timely manner; maintaining a high level of client service, while at all times adhering to controls and policies of the business.
- Great team player able to work in a pressurized and evolving environment
Preferred qualifications, capabilities, and skills
- Ability to pick up complex systems architecture easily
- Knowledge of VBA / SQL and experience with digital tools such as Xceptor, Alteryx, Tableau, Robotics, etc. and language skills such as Mandarin would be an asset
These jobs might be a good fit
