Substantive Testing Auditor Associate jobs at Jpmorgan in China, Hong Kong Island

• Language (Mandarin/Cantonese/Japanese preferable), since this role will engage with clients in the locations

Join J.P. Morgan’s Corporate Equity Derivatives Marketing team as an Associate, where you will play a crucial role in supporting the origination and execution of strategic equity derivative solutions for clients. This position offers an exciting opportunity for career growth and development within a collaborative and innovative team. You will work closely with internal partners to deliver comprehensive solutions and contribute to the development of innovative hedging and financing strategies.

As an Associate in the Corporate Derivatives Marketing team, you will be instrumental in supporting the team’s origination and execution efforts. You will assist in managing client relationships, collaborate with internal partners, and contribute to the development of innovative hedging and financing solutions for clients. This role is vital to the firm’s success and offers a chance to make a significant impact.

Job Responsibilities:

• Support the origination and execution of corporate equity derivative transactions.
• Assist in building and maintaining strong client relationships.
• Work closely with Corporate and Investment Banking, Wealth Management, and other internal teams to manage risks and deliver comprehensive solutions.
• Contribute to the preparation and delivery of client presentations and marketing materials.
• Conduct in-depth market research and analysis to support strategic decision-making.

Required Qualifications, Capabilities, and Skills:

• Bachelor’s degree required.
• 4 years of relevant experience in equity and/or equity derivatives.
• Strong understanding of equity derivatives and related financial products.
• Proven ability to support client relationship management.
• Excellent communication and teamwork skills.
• Ability to thrive in a fast-paced environment and adapt to market changes.
• Strong analytical and problem-solving capabilities with high attention to detail and accuracy in work.

Preferred Qualifications, Capabilities, and Skills:

• Experience in strategic marketing within the financial sector.
• Strong organizational skills and ability to manage multiple priorities.
• Familiarity with legal, tax, and accounting principles applicable to equity derivatives.

You will be part of a global organization providing 24-hour service across 37 markets, supporting both equity and fixed income securities lending. Our team is dedicated to operational excellence, innovation, and continuous growth. Your role will help us expand our reach and deliver outstanding results for our clients.

Job responsibilities

• Provide operational support for Securities Lending and Cash Reinvestment Trading desks
• Monitor client sales and ensure adequate inventory for settlement
• Assist trading desks with recalls, swaps, proxy events, buffer management, Morgan Stanley Capital International (MSCI) rebalance and client transitions
• Oversee securities lending trades to ensure timely settlement and resolve issues with counterparties and agent banks
• Manage corporate actions and manufactured income events, providing oversight and escalation for Asia Pacific
• Process and monitor reinvestment desk trades to ensure settlement
• Maintain sufficient collateral for stock on loan, including cash, non-cash collateral, and bilateral repurchase agreements
• Review and report daily compliance data
• Deliver metrics and commentary to senior operations managers
• Train and develop junior staff members
• Drive efficiencies and support automation using digital tools such as Alteryx, Xceptor, Tableau, and Python

Required qualifications, capabilities, and skills

• At least 4 years of experience in Securities Lending, Collateral Management, Corporate Actions, Settlements, Trade Support or Middle Office related roles
• Sound knowledge of global financial markets
• Proven ability to work in a dynamic operations environment under pressure and to strict deadlines
• Demonstrated history of process improvements
• Strong understanding of Microsoft Excel
• Controls-focused mindset
• Prior experience with workflows of a custodian
• Bachelor’s degree

Preferred qualifications, capabilities, and skills

• Bachelor's Degree will be beneficial
• Exposure to digital tools such as Alteryx, Xceptor, Tableau, and Python
• Strong analytical and problem-solving skills
• Experience driving automation and control improvements

Join J.P. Morgan's HK IPO Regulatory Oversight and Documentation team within Hong Kong IPO and Corporate Finance group as an Associate, where you will work alongside experienced professionals at a leading global investment bank. This role offers a unique opportunity to support high-profile HK IPO deals across various industries. As a key member of the team, you will assist in the deal life cycle, focusing on due diligence activities and regulatory requirements while helping to maintain J.P. Morgan's reputation in the marketplace. You will develop foundational skills in major areas of investment banking and contribute to strategic advice during the execution process. Become part of our inclusive teams and culture, unified by the firm’s mission and commitment to success.

Job Responsibilities:

• As key member in HK IPO Regulatory Oversight and Documentation team in ensuring compliance with regulatory requirements and internal governance and control frameworks with evolving regulatory expectations
• Participate in deal execution by assisting with due diligence scope and protocol during the execution process, with opportunities to engage directly with clients and participate in client meetings.
• Work with Sponsor Principals to identify and resolve specific issues during the execution process and assist in implementing new internal standards based on evolving market developments and regulatory frameworks.
• Support regulatory inspections and internal audits on behalf of the HK IPO and Corporate Finance team, ensuring compliance with all legal and regulatory requirements.
• Proactively develop internal documentation requirements and ensure high-quality documentation practices
• Support HK IPO and Corporate Finance team, focusing on the specific needs and objectives of the team.

Required Qualifications, Capabilities, and Skills:

• Bachelor’s degree in Finance, Economics, or other related fields.
• 4 years of work experience in an investment banking front office or related role.
• Close attention to detail and ability to deliver output of a high standard.
• Ability to work independently and as part of a team.
• Proficiency in Chinese and strong communication and written skills in English.
• Ability to deliver quality under pressure.
• Strong emphasis on good partnership and a control-conscious team-working environment.
• Demonstrate self-motivation and initiative, with a strong desire to learn the business.

Preferred Qualifications, Capabilities, and Skills:

• Proficient in PPT, Excel is a plus
• Prior experience in investment banking or related financial services.
• Demonstrated ability to develop and maintain strong client relationships.
• Experience in collaborating with cross-functional teams, including ECM, corporate finance, legal, and compliance teams.
• Knowledge of the regulatory backdrop and services related to IPOs is a plus.

As an Equity Research Associate/Vice President within the Basic Materials Team, you will collaborate with colleagues to provide thought leadership to institutional clients. Your role will involve maintaining valuation models, preparing research reports, and communicating with investors and company representatives. You will stay abreast of industry developments and handle client requests efficiently.

Job Responsibilities:

• Provide thought leadership to institutional clients in the Basic Materials sector.
• Maintain and update valuation models and databases.
• Prepare materials for regular publication of research reports.
• Contribute to writing research reports, including quarterly results alerts and stock reports.
• Communicate with institutional investors, company representatives, and internal clients.
• Stay informed about company and industry developments.
• Handle day-to-day client requests and needs efficiently.

Required Qualifications, Capabilities, and Skills:

• Bachelor's degree in Business, Finance, Engineering, or Journalism.
• 5 years of experience in Equity Research or a similar analytical role.
• Proven track record of relationship-building skills.
• Extensive experience in the materials or related sector.
• Strong understanding of financial statements analysis.
• Advanced proficiency with Microsoft Word, PowerPoint, and Excel.
• Strong work ethic and commitment to delivering high-quality results.
• Outstanding communication skills for producing high-quality reports and presentations.

Preferred Qualifications, Capabilities, and Skills:

• Ability to utilize AI tools and technologies for data analysis and insights.
• Existing client relationships will be highly valued.

As a Relationship Banker , you will take a lead role in delivering an outstanding experience to Chase customers. You will acquire, manage, and retain meaningful relationships with our customers, using your financial knowledge to offer thoughtful solutions to help address their financial needs, contributing to the success of the branch. You will be making the lives of customers easier by sharing and setting up self-service options to access their accounts 24 hours a day/ 7 days a week.

Job responsibilities

• Delivers an exceptional customer experience by acting with a customer-first attitude
• Manages assigned customers and proactively meets with them, both in person and over the phone, to build lasting relationships, discover financial needs, and tailor product and service recommendations
• Makes personal connections, engages and educates customers, asks open-ended questions, and listens to establish trust and build lasting relationships
• Influences, educates, and connects customers to technology
• Possesses initiative and knowledge to provide financial options for customers using a consultative approach
• Learns products, services, and procedures quickly and accurately and delivers solutions that make our One Chase products work together
• Works in partnership with Specialists (Financial Advisors, Mortgage Bankers, and Business Relationship Managers) to connect customers to experts who can help them with specialized financial needs

Required qualifications, capabilities, and skills

• 1+ year of experience in Retail banking sales, Financial services sales, Consultative relationship sales role in a related industry, with proven success in establishing new clients, deepening customer relationships and delivering results
• High school degree, GED, or foreign equivalent
• Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed applicants must obtain their licenses within 180 days of hire
• Operate within established risk parameters/tolerances and meets internal/external risk and compliance obligations, including completion of required training
• Excellent communication skills, both in person and over the phone, with proven ability to tailor features and benefits of products/services to customers with differing needs
• Ability to work branch hours including weekends and some evenings

Preferred qualifications, capabilities, and skills

• College degree or military equivalent
• Professional, thorough, and organized with strong follow-up skills
• Exude confidence with clients when sharing product knowledge and solutions
• Experience adhering to policies, procedures, and regulatory banking requirements

Dodd Frank/Truth in Lending Act

This position is subject to the Dodd Frank/Truth in Lending Act qualification requirements for Loan Originators. As such, an employment offer for this position is contingent on JPMC's review of your criminal conviction history, credit report, information available through NMLS, and any other information relevant to a determination by JPMC that you demonstrate financial responsibility, good character, and general fitness for the position. Note that any felony conviction within the last seven years will disqualify you from consideration for this position. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements.

In addition, this position requires National Mortgage Licensing System and Registry (NMLS) registration under the SAFE Act of 2008. As such, upon active employment with JPMorgan Chase, you will be required to either register on NMLS, or to update your existing registration as necessary to grant access to and reflect your employment with JPMorgan Chase. Your continued employment in this position with JPMorgan Chase is contingent upon compliance with the SAFE Act, including successful registration immediately after your start date, and timely completion of annual renewal and required updates thereafter.

Any information obtained during the registration, update, and renewal processes or through NMLS notifications may impact your employment with the firm. Any of the completed information you provide during the Chase on-line application process may be transferred, on your behalf, to NMLS by JPMorgan Chase. Please carefully review the information you provide to Chase for accuracy and consistency and with any current NMLS record, if applicable, before submitting. Further information about NMLS and registration requirements of registration can be found at: