Sanctions Compliance Officer Associate jobs at Jpmorgan in China, Hong Kong Island
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China
Hong Kong Island
14 jobs found
29.05.2025
JPM
JPMorgan Sanctions Compliance Officer Associate China, Hong Kong, Hong Kong Island
Provide guidance on sanctions laws, including OFAC and other relevant jurisdictions, for Commercial and Investment (CIB) Bank Markets and Securities Services products and services. Develop and maintain knowledge of OFAC...
Oversee clients' end-to-end Prime Brokerage and clearing activities and strategy across J.P. Morgan, serving as the point of escalation for all aspects of their accounts, including technology, operations, financing, reporting,...
Monitor the team daily to ensure all SLAs are met and escalate exceptions for resolution. Supervise processes including Deal Closing, Drawdowns, Rollovers, and more. Ensure adherence to QUALITY & QUANTITY...
Lead control evaluations and substantive testing to assess control effectiveness. Ensure compliance with internal policies and external regulations. Develop and execute testing procedures, document results, and make actionable recommendations. Collaborate...
Ensure timely and accurate completion of Control checkpoints, Client Instructions and Queries on a daily basis. Escalation to internal and external parties whenever required. Review and, where necessary, update existing...
Exhibit the highest standards of customer service with clear transparent communication to the banker articulating requirements and time commitments. Be the single point of contact handling the KYC and also...
Learn to trade Equity and derivatives across Asia Pacific markets. Engage with local and International based Portfolio Managers to advise on execution strategies. Keep abreast of market trends, news and...
Provide guidance on sanctions laws, including OFAC and other relevant jurisdictions, for Commercial and Investment (CIB) Bank Markets and Securities Services products and services. Develop and maintain knowledge of OFAC...
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