Apac Operations Control Management – Governance Associate jobs at Jpmorgan in China, Hong Kong Island
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China
Hong Kong Island
88 jobs found
15.04.2025
JPM
JPMorgan Substantive Testing Auditor Associate China, Hong Kong, Hong Kong Island
Lead control evaluations and substantive testing to assess control effectiveness. Ensure compliance with internal policies and external regulations. Develop and execute testing procedures, document results, and make actionable recommendations. Collaborate...
Implement new business strategy, strategic initiatives or platforms, including aligning department and support groups (Finance, Tech, Ops, Legal, Compliance). Optimize ‘bottom line’ business performance through oversight of financial performance, including...
Oversee the reporting book of work, ensuring adherence to Service Level Agreements (SLAs) and driving continuous improvement initiatives. Develop and implement reporting strategies that align with the Firm’s goals and...
Provide supervisory review of global equity and fixed income research. Ensure research complies with FINRA and other regulatory rules. Multitask in a busy environment, reviewing various research products. Edit research...
Perform collateral surveillance and analysis. Monitor compliance with legal structures. Liaise between Origination and Credit to ensure proper management of exposure. Manage ‘Know Your Customer’ processes. Coordinate booking in securities...
Exhibit the highest standards of customer service with clear transparent communication to the banker articulating requirements and time commitments. Be the single point of contact handling the KYC and also...
Ensure timely and accurate completion of Control checkpoints, Client Instructions and Queries on a daily basis. Escalation to internal and external parties whenever required. Review and, where necessary, update existing...
Lead control evaluations and substantive testing to assess control effectiveness. Ensure compliance with internal policies and external regulations. Develop and execute testing procedures, document results, and make actionable recommendations. Collaborate...
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