Compliance Operational Risk Officer Securities jobs at Jpmorgan in Australia
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Australia
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11 jobs found
11.01.2025
JPM
JPMorgan Compliance Operational Risk Officer Securities Australia
Undertake targeted reviews on key areas of emerging/identified risk within Securities Services. Interface with compliance officers, legal, and other stakeholders to review and resolve potential compliance and risk-related issues. Actively...
Evaluate and provide input into the activities of our Australia and New Zealand business. Provide credible challenge and insight related to compliance and operational risk. Manage relationships with key regulators...
Be able to supervise and manage an assigned portfolio of corporate and institutional clients across a range of industries. Lead the due diligence, structuring and documentation for transactions. Review of...
Evaluate and provide input into the activities of our Australia and New Zealand business. Provide credible challenge and insight related to compliance and operational risk. Manage relationships with key regulators...
Evaluate case summaries from the APAC Anti-Money Laundering (AML) Investigations team to determine regulatory reporting requirements. Submit reports to AUSTRAC in Australia or the Financial Intelligence Unit in New Zealand...
Assessing the activities of the Payments business and providing credible challenge in relation to compliance and operational risk. Providing input on new business strategies, operational processes, risk mitigation and control...
Coordinate the execution of the Global Financial Crimes Compliance program within Australia. Provide guidance and risk-based solutions on global and local policy interpretation, focusing on KYC obligations. Prevent AML/CFT risks...
Undertake targeted reviews on key areas of emerging/identified risk within Securities Services. Interface with compliance officers, legal, and other stakeholders to review and resolve potential compliance and risk-related issues. Actively...
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