Compliance Equity Derivatives Vice President jobs at Goldman Sachs in United States, New York, New York
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94 jobs found
04.05.2024
GS
Goldman Sachs Compliance Asset Management Vice President United States, New York, New York
Cover AM Alternatives personnel and provide advice on how to conduct the firm’s business in a manner that complies with the vast array of applicable rules, regulations and regulatory expectations....
Drive investment research projects, including identifying enhancements to existing strategies and developing new capabilities that improve after-tax returns and reduce risk for investors. Collaborate with client portfolio managers to incorporate...
Provide compliance oversight and support for AM personnel and provide advice on how to conduct AM’s business in a manner that complies with the vast array of applicable rules, regulations,...
Propose methods of testing and execute plans discussed and agreed with a team leader. Gather data, perform analyses, and document results. Identify potential compliance, conduct and reputational risks, and effectively...
Provide day-to-day line Compliance coverage for the Global Banking & Markets – Equity Derivatives business, including coverage of Equities Sales, Trading, Strats, and Structuring teams. Advise on how to conduct...
Conduct legal, regulatory and financial due diligence to assess reputational risk in a variety of transactions and business relationships. Reputational issues analyzed by BIG include FCPA/anti-bribery compliance, environmental/social responsibility concerns,...
Job Duties:Job Requirements:Bachelor’s degree (U.S. or foreign equivalent) in Electrical and Electronic Engineering, Mathematics, Economics, or a related field. Five (5) years of experience in the job offered or in...
Cover AM Alternatives personnel and provide advice on how to conduct the firm’s business in a manner that complies with the vast array of applicable rules, regulations and regulatory expectations....
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