Markets Governance Regulatory Compliance - Audit Manager jobs at Citi Group in United States, New York
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379 jobs found
12.09.2024
CG
Citi Group Markets Governance Regulatory Compliance - Audit Manager United States, New York, New York
Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards. Review and approve the Business Monitoring Quarterly summary and serve as...
Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions. Draft audit reports and present issues to the business while discussing practical cross-functional...
Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation as well as business monitoring and risk assessment. Effectively manages and executes audit activities for a component...
Providing equities, options and structured products compliance coverage to an assigned function/business/product . Provides compliance guidance on function/business/product rules and regulations relating to operational issues, transactional approvals and the application...
Manage a team of Technology Internal Audit professionals, recruit staff, lead professional development, build effective teams and manage a budget. Deliver Technology audit reports, Internal Audit and Regulatory issue validation...
Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules and regulations relating to function/business/product operational issues, as well...
Responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across Capital Markets Regulators – SEC, CFTC, FINRA, NFA. Support the overall Capital Markets Regulatory...
Consistently develop, execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards. Review and approve the Business Monitoring Quarterly summary and serve as...
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