Compliance Testing Officer – Markets Equities Spread jobs at Citi Group in United States, Jersey City
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United States
State
Jersey City
54 jobs found
03.12.2024
CG
Citi Group Compliance Testing Officer – Markets FX United States, New Jersey, Jersey City
Developing, implementing, and executing compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. Participating in the planning, executing, and reporting of compliance testing reviews and compliance...
Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Testing (CT) Plan. Participating in the planning, executing, and reporting...
Identify, vet and address potential risks or escalated issues with the assistance of functional partners. Collaborate with the team to provide advice to business with respect to applicability of policies...
Creating, enhancing and implementing compliance controls covering Client Conflicts/Wealth Surveillance. Improving compliance tools, platforms and applications by coordinating with Technology on the timely implementation of enhancements and proactively addressing potential...
Responsible for theassessment of technology risks, and thedevelopment and management of risk remediation efforts. Theseincludebothlarge scale projects and well as targeted efforts toquicklyidentify, analyze, document and propose remedialprocessor technologychanges. End-to-end...
Sets up and manages the program governance, comms and stakeholder management. Drives planning and coordination of day-to-day activities across the program. Identifies stakeholders and key organizations and builds and manages...
Drive proactive and timely identification, management, and oversight of issues across Wealth Chief Operating Office in line with firm requirements. Identify thematic root causes, underlying issues and facilitating the effective...
Developing, implementing, and executing compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. Participating in the planning, executing, and reporting of compliance testing reviews and compliance...
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