Aml Risk Evaluation Management Analyst-c10 jobs at Citi Group in China, Panyu District

Responsibilities:

• Responsible for opening and maintaining customer sub-accounts or product pricing setups, and actively ensuring that customer/product data details and settlement instructions across a variety of systems remain up to date.
• Liaises with other operational teams globally to ensure that a globally consistent model is followed with respect to this critical reference data.
• Ensures that statutory and regulatory obligations are met when new relationships with clients product/pricing sets are established.
• Verifies all details of the client/product from a regulatory and control perspective for Institutional Client Accounts
• Serves as escalation point for issues and complex processing.
• Involved in key projects for unit.
• Delivers daily project work and escalation management, routine and defined tasks, while developing knowledge of the broader context in which work is being performed.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 2-5 years of relevant experience

Education:

• Bachelor’s/University degree or equivalent experience

Time Type:

Key Activities include

Assist with the development, implementation, and execution of compliance monitoring and reporting programs within assigned clusters in accordance with the Compliance Independent (CIA) Plan.

Perform Quality reviews of KYC processes such as Client Risk Evaluation (REM), Periodic Transaction Review (PTR), Global Screening Operations (GSO), Enterprise-Wide reviews (EWR), Cross Sector, and KYC dispensations to assess compliance with Global AML KYC Policies, Standards and Procedures

Keep track and ensure that all findings are handled properly as per procedures and the reported risks are mitigated

Participate in the planning, executing, and reporting of compliance monitoring reviews and compliance and issue validation activities for a component of a product line, function, or legal entity within an assigned cluster in accordance with Compliance Independent (CIA) Plan.

Independently contribute to the development of compliance monitoring improvements.

Make recommendations to ensure that appropriate controls are in effect to respond to regulatory, procedural or policy standards.

Perform data analysis to understand issues and create reports to communicate them to management.

Maintaining subject matter expertise by staying up to date with changes to the Global Policies, Standards, Procedures as well as industry trends and developments

Additional duties as assigned

Qualifications:

5-8 years of experience

Knowledge of Compliance laws, rules, regulations, risks and typologies

Experience with development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities

Experience in planning, executing, and reporting on compliance reviews and issue validation activities

Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills

Understanding of rules, laws, and regulations, and specific regulatory requirements

Effectiveness in working within a large scale and complex matrix organization is essential

Must be a self-starter, flexible, innovative and adaptive

Proficient in MS Office applications (Excel, Word, PowerPoint)

degree or equivalent experience

Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; supervisory experience; Advanced degree preferred(e.g. JD, MBA) a plus

Time Type:

Responsibilities:

• Partner with Relationship Management and Compliance teams to assist with the preparation, development, due diligence and approval of the electronic Know Your Client (KYC) record and supporting appendices
• Create and maintain KYC records by obtaining information from internal and external sources (firm website, regulatory websites, etc.)
• Partner with Relationship Management and Compliance teams to update system information from initiation to approval of KYC record and report workflow progress to supervisor
• Validate the information within KYC records and Customer Identification Program (CIP) documents to ensure completion and accuracy
• Ensure KYC records incorporate local regulatory requirements / Global Business Support Unit (BSU) Standards
• Maintain BSU tool
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• Previous relevant experience preferred

Education:

• Bachelor's degree/University degree or equivalent experience

Time Type:

Responsibilities:

• Process securities transactions, provide analytic input for traders and aid in review of derivative products
• Utilize data analysis tools and methodologies, in conjunction with professional judgement to make process improvement recommendations
• Resolve settlement related issues and escalate as needed; recommend solutions to resolve complex issues
• Participate in the implementation of assigned projects, including new products, services and upgrades to platforms
• Identify policy gaps and formulate new policies to enhance the streamlining of trade flow processes
• Monitor and provide solutions to errors to minimize risk to the bank
• Provide informal guidance, and/or on the job training to new team members
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 2-5 years of relevant experience
• Demonstrated comprehension of Treasury products, accounting and regulatory policies
• Consistently demonstrates clear and concise written and verbal communication skills

Education:

• Bachelor’s Degree/University degree or equivalent experience in Business, Accounting, or Finance

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type:

– C11

Project Description:

Responsibilities:

• Individual Contributor – Write good quality code in Angular JS 16

• Well versed with UI/UX Designs (Figma), Unit test using Jest

• Individual Contributor - Write good quality code in Java, Sprint Boot (related stack)

• Well versed with JUnit, Mockito, Integration Tests and Performance Tests

• Ability to design, develop components with minimal assistance

• Ability to effectively interact, collaborate with development team

• Ability to effectively communicate development progress to the Project Lead

• Work with developers onshore, offshore and matrix teams to implement a business solution

• Write user/supported documentation

• Evaluate and adopt new dev tools, libraries, and approaches to improve delivery quality

• Perform peer code review of project codebase changes

• Acts as SME to senior stakeholders and /or other team members

• Utilize knowledge of applications development procedures and concepts, and basic knowledge of other technical areas to identify and define necessary system enhancements, including using script tools and analyzing/interpreting code

• Consult with users, clients, and other technology groups on issues, and recommend programming solutions, install, and support customer exposure systems

• Apply fundamental knowledge of programming languages for design specifications.

• Analyze applications to identify vulnerabilities and security issues, as well as conduct testing and debugging

• Serve as advisor or coach to new or lower level analysts

• Identify problems, analyze information, and make evaluative judgements to recommend and implement solutions

• Resolve issues by identifying and selecting solutions through the applications of acquired technical experience and guided by precedents

• Has the ability to operate with a limited level of direct supervision.

• Can exercise independence of judgement and autonomy.

• Acts as SME to senior stakeholders and /or other team members.

• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

4- 8 years of experience

• Good Knowledge of UI/UX Design and Tools (e.g. Figma), Angular JS and Jest for unit testing
• Good Knowledge of Spring including Spring Framework, Spring Boot, Spring Security, Spring Web, Spring Data
• Hands-on Knowledge of: Threading, Collections, Exception Handling, JDBC, Java OOD/OOP Concepts, GoF Design Patterns, MoM and SOA Design Patterns, File I/O, and parsing XML and JSON, delimited files and fixed length files, String matching, parsing, building, working with binary data / byte arrays.
• Good knowledge of SQL (Oracle dialect is preferable)
• Experience working with SOA & Micro-services utilizing REST.
• Experience with design and implementations of cloud-ready applications and deployment pipelines on large-scale container platform clusters is a plus
• Experience working in a Continuous Integration and Continuous Delivery environment and familiar with Tekton, Harness, Jenkins, Code Quality, etc.
• Knowledge in industry standard best practices such as Design Patterns, Coding Standards, Coding modularity, Prototypes etc.
• Experience in debugging, tuning and optimizing components
• Understanding of the SDLC lifecycle for Agile methodologies
• Excellent written and oral communication skills
• Experience developing application in Financial Services industry is preferred

Nice to have experience:

• Messaging Systems: RabbitMQ, ActiveMQ, Kafka, Tibco. IBM MQ, etc.
• Tomcat, Jetty, Apache HTTPD
• Able to work with build/configure/deploy automation tools
• Linux Ecosystem
• Kubernetes and Docker
• Autosys
• APIm
• APM Tools: Dynatrace, AppDynamics, etc.
• Caching Technologies: Hazelcast, MemCached, Redis etc

Qualifications:

• 4 - 8 years of relevant experience in the Financial Service industry
• Intermediate level experience in Applications Development role
• Consistently demonstrates clear and concise written and verbal communication
• Demonstrated problem-solving and decision-making skills
• Ability to work under pressure and manage deadlines or unexpected changes in expectations or requirements

Education:

• Bachelor’s degree/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type:

Responsibilities:

• Conduct investigations and research on Citi's high risk FCB clients using various internal and external systems and databases.

• Perform KYC research including ownership drill down, name screening, disposition, enhanced due diligence on Bank, Foreign Correspondent Banks and Payment Intermediary Clients.
• Support KYC for China Citi Service in Citi KYC applicable.

• Conduct Cross Sector reviews among multiple Citi business lines. Document the review/investigation findings and upload case files with the required supporting documentation to Citi's KYC platform.

• Summarize & analyze in writing, clear and concise findings of the investigation Escalate potential risks/red flags to senior management and provide recommendations on the next course of action (i.e. further investigation, relationship termination etc.)

• Assist various AML teams with managing risks by analyzing the root cause of issues and impact to business.

• Work closely with Citi's Risk Evaluation Management (REM), AML Program Assessment (AML PA) & Periodic Transaction Review (PTR) teams to ensure compliance with applicable laws, rules and regulations, adhering to Policy, conduct and business practices, and escalating, managing and reporting control issues with transparency.

• Assist Citi's global AML unit with respect to internal audit & regulatory findings, including assisting on Corrective Action Plans (CAPs).

Qualifications:

• 2+ year of Knowledge on AML regulations/ACAMS qualification preferred

• Proficient in MS Office

• Excellent verbal and written communication skills

• Strong interpersonal skills

• Demonstrated analytical and organizational skills

• Bachelor’s/University degree or equivalent experience

Language Expertise: Excellent oral and written communication skills in English, Mandarin.

Time Type:

Responsibilities:

• Conduct tasks related to feasibility studies, time and cost estimates, IT planning, risk technology, applications development, model development, and establish and implement new or revised applications systems and programs to meet specific business needs or user areas

• Monitor and control all phases of development process and analysis, design, construction, testing, and implementation as well as provide user and operational support on applications to business users

• Utilize in-depth specialty knowledge of applications development to analyze complex problems/issues, provide evaluation of business process, system process, and industry standards, and make evaluative judgement

• Recommend and develop security measures in post implementation analysis of business usage to ensure successful system design and functionality

• Consult with users/clients and other technology groups on issues, recommend advanced programming solutions, and install and assist customer exposure systems

• Ensure essential procedures are followed and help define operating standards and processes

• Serve as advisor or coach to new or lower level analysts

• Has the ability to operate with a limited level of direct supervision.

• Can exercise independence of judgement and autonomy.

• Acts as SME to senior stakeholders and /or other team members.

• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 6+ years of strong experience in Java/J2EE, Spring, Hibernate with expertise in design, development, performance tuning, troubleshooting and deployment

• Good understanding of ECS, Kubernetes, and open-shift.

• Should be well versed with designing and architecting solutions with latest tech advancements.

• Work in an agile environment following through the best practices of agile Scrum.

• Hands on working experience

• Good to have - Expertise in Elastic Search, NoSQL databases, and Caching solutions

• Expertise in designing and optimizing the software solutions for performance and stability.

• Expertise in troubleshooting and problem solving.

• Expertise in Test driven development.

• Expertise in Authentication, Authorization, and Security.

Education:

• Bachelor’s degree/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Time Type: