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Equities Compliance Operational Risk Manager jobs at Bank Of America in United States, New York
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66 jobs found
26.06.2024
BOA
Bank Of America Equities Compliance Operational Risk Manager United States, New York, New York
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
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26.06.2024
BOA
Bank Of America Compliance Operational Risk Manager United States, New York, New York
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
23.06.2024
BOA
Bank Of America Compliance Operational Risk Manager United States, New Jersey
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Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
24.06.2024
BOA
Bank Of America Compliance Operational Risk Manager United States, New Jersey
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
26.06.2024
BOA
Bank Of America Compliance Operational Risk Manager- Technology Data Managem... United States, New York, New York
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Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
28.06.2024
BOA
Bank Of America Dodd Frank EAC Compliance Operational Risk Executive United States, New York, New York
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10+ years’ experience covering swaps related legal or compliance matters for or on behalf of a major U.S. institutional swap dealer or bank with a strong knowledge of Title VII...
24.06.2024
BOA
Bank Of America Global Markets Risk Manager - Equities Market United States, New York, New York
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Description:Full job details
Identifies and monitors market risk exposure and develops mitigation strategies and resolutions in accordance with the bank's risk appetite and risk limits identified, as well as regulatory requirements, as applicable....
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
These jobs might be a good fit
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