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Compliance Operational Risk Manager- Electronic Trading jobs at Bank Of America in United States, New York
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BOA
Bank Of America Compliance Operational Risk Manager- Electronic Trading United States, New York, New York
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Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
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28.08.2024
BOA
Bank Of America Compliance Operational Risk Manager United States, New Jersey
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Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
28.08.2024
BOA
Bank Of America Compliance Operational Risk Manager - Trade Surveillance United States, New York, New York
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Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
27.08.2024
BOA
Bank Of America Dodd Frank EAC Compliance Operational Risk Executive United States, New York, New York
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Analyzes and interprets applicable laws, rules, and regulations to provide clear and practical advice to stakeholders, identify and manage risks including monitoring the regulatory environment to identify regulatory changes applicable...
26.06.2024
BOA
Bank Of America Compliance Operational Risk Manager United States, New York, New York
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
26.06.2024
BOA
Bank Of America Equities Compliance Operational Risk Manager United States, New York, New York
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Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
15.09.2024
BOA
Bank Of America Vice President / Trading Strategist United States, New York, New York
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Educate clients about complex structures and technical products and develop new products and bringing them to market. Perform numerical analysis of existing models and implementation and testing of performance enhancements....
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Description:Full job details
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
These jobs might be a good fit
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