Vice President Regulatory Reporting Operations Professional jobs at Bank Of America in China, Hong Kong Island
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China
Hong Kong Island
23 jobs found
03.07.2024
BOA
Bank Of America Vice President Regulatory Reporting Operations Professional China, Hong Kong, Hong Kong Island
Delivers moderately complex regulatory reports to regulatory agencies in line with expectations on completeness, accuracy, and timeliness. Executes control practices, including compliance with all regulatory and policy requirements, including data...
Interpreting, investigating and processing of potential market misconduct cases in accordance with documented procedures and collaborating with Compliance and Operational Risk officers to drive effective risk mitigation and outcome management....
Serve as SME to provide LCR and NSFR interpretation and advisory support for branch reporting across the region. Support key liquidity management practices including Contingency Funding plan, Recovery Plans, liquidity...
Valuation Control including application of technical Independent Price Verification and Valuation Adjustment techniques, requiring an understanding of complex interest rate derivatives. New transaction review and substantiation for new structured payoffs....
dealing with queries from the line of business and risk partners on a range of client onboarding, transactional and/or operational issues, including Compliance, Credit, Risk Management, Contract Management, Customer Services,...
1st Line: Business Units/Infrastructure Groups - Own their risk & are responsible for its management. 2nd Line: Oversight by Independent Risk Management and Control Functions - Partner with Business Units...
Manage new client selection forums and manage overall KYC periodic refresh population and their business impact to APAC FICC Sales. Liaise with front office sales and Client Onboarding and/or Refresh...
Delivers moderately complex regulatory reports to regulatory agencies in line with expectations on completeness, accuracy, and timeliness. Executes control practices, including compliance with all regulatory and policy requirements, including data...
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