Vice President Compliance Operational Risk Manager jobs at Bank Of America in China, Hong Kong Island
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China
Hong Kong Island
11 jobs found
23.06.2024
BOA
Bank Of America Vice President Compliance Operational Risk Manager China, Hong Kong, Hong Kong Island
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
Analyze financing proposals put forth by the Asia Distressed and Special Situations Desk with independent views on credit/structure/collateral and other risks. Analyze issuer risk limit proposals put forth by APAC...
dealing with queries from the line of business and risk partners on a range of client onboarding, transactional and/or operational issues, including Compliance, Credit, Risk Management, Contract Management, Customer Services,...
Delivers moderately complex regulatory reports to regulatory agencies in line with expectations on completeness, accuracy, and timeliness. Executes control practices, including compliance with all regulatory and policy requirements, including data...
Valuation Control including application of technical Independent Price Verification and Valuation Adjustment techniques, requiring an understanding of complex interest rate derivatives. New transaction review and substantiation for new structured payoffs....
dealing with queries from the line of business and risk partners on a range of client onboarding, transactional and/or operational issues, including Compliance, Credit, Risk Management, Contract Management, Customer Services,...
1st Line: Business Units/Infrastructure Groups - Own their risk & are responsible for its management. 2nd Line: Oversight by Independent Risk Management and Control Functions - Partner with Business Units...
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
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