Vice President & Assistant General Counsel Equities Legal Apac jobs at Bank Of America in China, Hong Kong Island
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China
Hong Kong Island
24 jobs found
25.07.2024
BOA
Bank Of America Vice President & Assistant General Counsel Equities Legal AP... China, Hong Kong, Hong Kong Island
Part of the APAC Equities Legal team comprising 13+ lawyers in HK, Japan and Australia. Working with another senior lawyer to provide day-to-day legal support to the Global Markets Equities...
Day-to-day legal analysis and advice in relation to. Advising on document negotiations relating to our OTC Equity Derivatives and Prime Brokerage/Finance platforms. Advising and guiding our documentation teams and negotiators...
Serve as SME to provide LCR and NSFR interpretation and advisory support for branch reporting across the region. Support key liquidity management practices including Contingency Funding plan, Recovery Plans, liquidity...
Interpreting, investigating and processing of potential market misconduct cases in accordance with documented procedures and collaborating with Compliance and Operational Risk officers to drive effective risk mitigation and outcome management....
dealing with queries from the line of business and risk partners on a range of client onboarding, transactional and/or operational issues, including Compliance, Credit, Risk Management, Contract Management, Customer Services,...
dealing with queries from the line of business and risk partners on a range of client onboarding, transactional and/or operational issues, including Compliance, Credit, Risk Management, Contract Management, Customer Services,...
Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations....
Part of the APAC Equities Legal team comprising 13+ lawyers in HK, Japan and Australia. Working with another senior lawyer to provide day-to-day legal support to the Global Markets Equities...
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